Money Laundering Regulation Changes Post Brexit

With amendment upon amendment of some on the UK’s legislation recently, it is easy to understand why some organisations are confused about which verison of the regulations they should be following. A classic example is the The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR17) which implemented the […]

Write an Effective Complaint Procedure Template

Complaints are unfortunately a part of any organisation and so having a robust and complaint complaint handling procedure in place is essential. Whether it is a minor issue that can be resolved instantly, or it is a formal complaint that requires an investigation and formal response; it is imperative that your complaint policy and procedure […]

Compliance Policy Templates

The team behind Know Your Compliance Limited have been developing, writing and implementing policies and procedures for over 17 years, making us one of the market leaders in regulatory compliance documents. Specialising in FCA, UK GDPR, AML and general business policy templates, we provide materials that are ready to use, but also enable full customisation and […]

Does the UK GDPR Apply to You?

Now that the UK has left the EU and the transition period is over, some UK businesses are understandably confused by how the GDPR applies to them and what changes have been made. Having a robust and compliant data protection framework in place is not only mandatory for those processing personal data, but it is […]

Anti Money Laundering Policy Template

We have designed 3 main anti-money laundering template packs for firms with differing needs and scopes. Starting with our standard Anti-Money Laundering Policy, which includes extensive content for HMRC, FCA and other supervisory body compliance. The pack also includes a detailed AML risk assessment template. Our complete AML toolkit is our bestselling AML package and […]

SM&CR Compliance | FCA Documents | SMCR Toolkit

SMCR implementation does not have to be complex or expensive. Know Your Compliance Limited were the first company to develop FCA policies, procedures and manuals; offering our services and documents before the FCA took over regulation in this area.  Our SMCR Toolkit has been designed to meet the regimes solo-regulated firm obligations and covers the core, […]

Post Brexit, UK-GDPR & Data Protection

As the UK has written the EU GDPR into UK law (UK-GDPR) to be read alongside the DPA18, much of the former Regulation on data protection still applies as written to those processing personal data within the UK. The main area causing some confusion is GDPR Chapter V (Art. 44-50) on transfers of personal data […]