Our AML Policy Template Toolkit helps businesses to ensure compliance with the UK’s money laundering regulations. This anti money laundering policy toolkit covers the requirements of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR17). Including exclusive documents and templates to support compliance with the FCA, HMRC and other professional supervisory authorities.
AML & Due Diligence Templates
Our AML Policy Template Toolkit contains 20+ policies, procedures and templates,providing a comprehensive AML compliance program. Designed to help firms assess and reduce the risk of money laundering, financial crime and terrorist financing. Most firms have a standard anti money laundering policy, but do not consider the wider obligations under the MLR, including due diligence and risk assessment. Our toolkit covers both of these areas in detail.
Know Your Compliance Limited have been developing regulatory compliance policies and procedures for nearly 10 years. Helping over 5500 organisations to meet their compliance needs in a range of areas, we are market leaders in providing regulatory templates.
This Anti Money Laundering Toolkit brings together our extensive Anti-Money Laundering Policy, Procedure and template pack and adds in dedicated documents and policies for managing and monitoring due diligence (employee, supplier and customer); risk management; staff training; whistleblowing and anti-bribery and corruption policies and more.
The Toolkit also includes our exclusive AML Risk Assessment template to comply with the supervisory authority requirements. Our AML Document Toolkit enables a risk based approach in preventing money laundering and aids in setting robust and effective controls to reduce financial crime risks.
Documents are available as an instant download as soon as payment has been made. Sequential files and names make locating each document easy.
Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.
Our AML Toolkit comes with guidance and advice sheets for preparing and implementing your documents and templates.
Free updates for the first year (i.e. due to updated content where the requirements have changed or where we add a new template to the pack).
Developed by a team with over 18 years regulatory compliance experience, including FCA, AML, GDPR and UK regulatory business requirements.
Suitable for all industries, with thousands of existing clients including the NHS, government departments, estate/letting agents and hundreds of SME’s.
Anti Money Laundering (AML) Policy Template Toolkit Contents
Buy The Anti Money Laundering (AML) Toolkit
- Anti-Money Laundering Policy
- MLRO Report Template
- AML Company Risk Assessment Template
- Anti-Money Laundering Audit Checklist
- Due Diligence Policy & Procedures
- Due Diligence Audit Checklist
- Supplier Due Diligence Questionnaire
- Individual Due Diligence Questionnaire
- Business Due Diligence Questionnaire
- Retention Policy
- Employee Due Diligence Questionnaire
- Risk Management Policy & Procedures
- Risk Mitigating Action Plan Template
- Risk Register Template
- Risk Matrix Template
- Anti-Bribery & Corruption Policy
- Whistleblowing Policy
- Whistleblowing Complaint Form
- Compliance Monitoring Template
- Audit & Monitoring Procedures
- Conflict of Interest Policy
- Conflict of Interest Register
- Outsourcing Policy
- Outsourced Functions Register
- AML Test & Answer Papers
- Employee Training Record Template
- Training Development Log Template
- Training Development Policy Template
- Training Feedback Form Template
- Instruction & Guidance Document
NOTE: We also offer our combine AML Toolkit & Training Package a discounted package containing our AML Document Toolkit and our AML Training Package for firms looking to purchase both packs.
Download samples from the AML Toolkit to see the format and structure of some of the templates.