For the first time, the Financial Conduct Authority (FCA) have published their Sector Views document alongside their annual release of their business plan, mission objectives and fee consultation paper. What are Sector Views? The FCA advise that “they need a view of how the financial system works as a whole, as well as within its […]
Have you ever had that sinking feeling the day before an audit from a client? The wave of panic as you run around at the eleventh hour trying to collate and create evidence to prove you have a diverse and robust compliance program!. To demonstrate that your staff training regime is second to none or […]