For firms who need to comply with the stringent and extensive rules and regulations set out by the Financial Conduct Authority (FCA), it is invaluable to have a library of policy and procedure templates to access. Know Your Compliance Limited are market leaders in FCA policy templates and FCA Policy Templates
Our FCA policy template library is extensive and covers many of the mandatory and minimum requirements specified by the regulator.
- SMCR Policy Templates
- FCA Compliance Manuals
- Due Diligence Policy & Checklist
- Risk Management Templates
- Compliance Monitoring Programme Template
- Treating Customers Fairly (TCF) Policy Template
- Vulnerable Customers Policy Template
- Arrears & Default Policy
- Financial Promotions Policy & Checklist
- Market Abuse Policy Template
We would definitely purchase from KYC again…
The website and the documents purchased are both easy to use and straightforward and have helped us in our application process for FCA licensing. We would definitely purchase from KYC again and would recommend them to other firms.
Cannot recommend these guys highly enough…
Cannot recommend these guys highly enough, plus you get continued and fast support to any questions you might have, and updates to existing and new documents as GDPR changes, great job well done!
Great value for money…
The compliance documents and products purchased were extremely useful to our firm and they were great value for money. Ordering was easy and straightforward and the staff were polite and very helpful.