Firms must follow the rules set out in the Client Assets Sourcebook (CASS) whenever they hold or control client money or safe custody assets, or are a debt management firm holding client money. To safeguard such assets in the event a firm fails and exits the market, they must also maintain a specified Resolution Pack (RP) with immediate retrieval measures and controls.

Our CASS Manual and Resolution Pack comes with ready-to-use templates, resolution packs for CASS 10 and 11 and an extensive manual with policy, procedure and controls provisions.

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