FCA Policies

The Financial Conduct Authority (FCA) and their regulatory handbook have brought a vast array of new rules and requirements to the Financial Services and Consumer Credit industries since their oversight began in April 2013. Many of the handbook regulations are business type specific, meaning that not all firms have to comply with every rule. However, there are a large number of modules and requirements that apply to every regulated business and must be complied with to continue trading as a regulated firm.

KYC have created a number of compliance documents, training packages and manuals that cover some of the specific FCA Handbook regulations and requirements. In this section, you will find products that are relevant to every FCA authorised firm and can be used to ensure compliance with the standard obligations.

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