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From 9th December 2019, the FCA are extending their Senior Managers & Certification Regime (SM&CR) to apply to all FCA solo-regulated firms (including insurers and CMC’s) authorised under Financial Services and Markets Act 2000. The SM&CR will replace the current APER requirements and incorporate the fitness and propriety rules. Rolled out to the banking sector in 2016, the FCA’s aim in extending the SM&CR is to ‘reduce harm to consumers and strengthen market integrity by creating a system that enables firms and regulators to hold people to account’.

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SMCR Document Pack

£145.00 (ex vat)