AML Risk Assessment Template

  • AML Risk Assessment Procedures
  • AML Risk Assessment (Excel)
  • Comply with the HMRC Rules
  • Examples Included
  • Instant Download After Payment

£15.00 (ex vat)

Completing a business-wide risk assessment is a mandatory requirement for those with obligations under the Money Laundering Regulations. Our simple Excel based AML Risk Assessment Template provides a user-friendly template to document your risk assessment. The ready-to-use format has pre-defined headings so that you can record each of your AML risks with ease. The template also comes with an 18-page procedure document and detailed examples of how to complete the AML risk assessment.

If you also need to implement the mandatory AML policy and Suspicious Activity Reporting Procedures, visit our AML Policy & Risk Templates to get the risk assessment and policy templates for just £45 (+vat).

WHAT’S INCLUDED

  • Template Customisation Guidance
  • 18-page AML Risk Assessment Procedures
  • AML Risk Assessment Template (Excel)
Sections in Excel Template
  • Summary of identified risk
  • Who or what the risk relates to
  • Risk responsibility
  • Description of the risk
  • Why it is considered a risk
  • Current risk rating
  • Mitigating actions to address the risk and reduce the impact
  • Action implementation date
  • Risk status after action
  • Revised risk rating
  • Assigned oversight
  • Review date
  • Additional information
Benefits
  • Comply with MLR, HMRC & FCA requirements
  • Sample AMl risks provided
  • Guidance on risk areas to assess
  • Procedures for risk assessment included
  • Fully customisable template
  • Instant download after payment
  • Simple Excel based template
  • Evidence Money Laundering Regulation compliance
  • Easy to use & integrate
  • Developed by experts
  • Frequently reviewed & updated

Confused about which AML documents you need?

Read our AML Guide to find out which AML policies are mandatory for your business.

About the AML Risk Assessment Template

About the AML Risk Assessment Template

All businesses with obligations under the Money Laundering Regulations are Know Your Compliance Templatesrequired to assess the risks posed from money laundering and terrorist financing. Robust policies and controls must be put into place to manage, and where possible mitigate such risks. This template has been designed to save you time and money when completing your company-wide AML risk assessment.

Identify where you are vulnerable to money laundering, terrorist financing and tax evasion and prepare, document, and maintain a written AML risk assessment to comply with the MLR and your Supervisory Authority requirements.

  • Suitable for any industry and includes a risk assessment procedure document to guide you through completing the assessment.
  • Comply with the HMRC and FCA requirements to have a written anti-money laundering risk assessment with this Excel template.
  • Peace of mind that all relevant sections have already been included in the template, so you can record the right information.
  • Analyse your AML risks and document mitigating solutions to ensure ongoing compliance with the Money Laundering Regulations.

Affordability & Creditworthiness Policy Template IconExamples Included

If you are not sure what to include on your AML risk assessment, our template provides easy to understand examples.

Affordability & Creditworthiness Policy Template IconEvidence Compliance

Supervisory authorities require you to complete an AML risk assessment. Use our template to comply with ease.

A Name You Can Trust

Market Leading ComplianceOur team have been developing regulatory templates for 20+ years. We are one of the UK’s leading compliance template providers, with our compliant, professional documents being trusted by thousands of businesses.

Cost Effective Compliance

Cost Effective ComplianceOur customers range from multi-national organisations and public bodies, through to sole traders. We keep our prices low so that our products are affordable for everyone. Quality you can trust at prices you can afford!

WHY CHOOSE US?

  • Our templates & toolkits are used by 6000+ organisations
  • Market leading documents & policies
  • Customisable, easy to use formats
  • Affordable and cost effective

Confused about which AML documents you need?

Read our AML Guide to find out which AML policies are mandatory for your business.

What’s Included?

  • Template Customisation Guidance
  • 18-page AML Risk Assessment Procedures
  • AML Risk Assessment Template (Excel)

Which Risk Assessment?

There are several types of risk assessment required by UK regulations and legislation. This template is for a company-wide AML risk assessment.

We also provides templates for New Client Onboarding & Risk Assessment and general Risk Management Procedures & Risk Matrix.

Tabs included in the Excel AML Risk Assessment Template

  • Summary of identified risk
  • Who or what the risk relates to
  • Risk responsibility
  • Description of the risk
  • Why it is considered a risk
  • Current risk rating
  • Mitigating actions to address the risk and reduce the impact
  • Action implementation date
  • Risk status after action
  • Revised risk rating
  • Assigned oversight
  • Review date
  • Additional information

Frequently Asked Questions

Can The Documents be Customised?

All our templates and policies are fully customisable and we encourage you to edit the content to suit your industry and business type. Much of the content is ready to use, but an effective policy should accurately reflect what your business does. Therefore, you should customise the content to mirror your business processes and obligations.

What Format are the Documents in?

The templates are developed in Microsoft Office Word and are fully customisable and ready for corporate branding. They are compatible with most text editing software. Checklists and assessment templates are provided in an Excel format.

Are the Documents Suitable for my Business?

The content has been developed using the relevant standards, regulations and legislation. Therefore, our templates, manuals and toolkits are suitable for any industry and business type. We encourage you to customise the content to suit your sector and obligations and provide guidance where you are required to add your own content.

Are the Templates an 'Off the Shelf' Solution?

Every business is different and compliance documents need to reflect that. Whilst our templates and toolkits go a long way toward making you compliant, many of our documents do require some customisation to ensure that they are relevant and compliant. It is important that each document accurately demonstrates what your business does and how it does it.

The level of customisation required for each document will depend upon factors such as your size, scope and current compliance program. However, we are always on hand to answer any questions you may have and provide unlimited email support.

How Can I Access My Order?

All materials and templates are available to download immediately after purchase via the website. Once you have completed your payment online, you will be redirected to our order page where you can download your ordered document(s). We also send you an automated confirmation email which contains a copy of your download link. BACS orders are processed within 24hrs of payment being received.

Why Should I Buy From Know Your Compliance Limited

At Know Your Compliance Limited we are passionate about regulatory compliance! Our team has over 20 years experience and expertise in regulatory compliance and policy development. Serving a wide range of industries and business types, over 6000 organisations already use our templates and toolkits. We have delivered professional, compliant templates to hundreds of industries; including accountants, tax advisors, education and healthcare sectors, the NHS, Government departments, finance and credit, recruitment, charities, banks, estate agents and thousands of SME’s and sole traders.many more.

We offer a large library of templates for regulatory policies, procedures, checklists, toolkits, manuals and training packages. Utilising Microsoft Office for compatibility and easy customisation, we provide editing and usage guidance with all templates. When paying by credit/debit card, all documents are available to download instantly and come with the first annual update included in the price.

Do You Offer Refunds?

As our materials, packages and templates are downloaded digitally, they cannot be physically returned once purchased. For this reason we do not offer any refunds, however we do provide extensive information about each product on the relevant product page so that you know what you are getting before you buy. Please refer to our Terms and Conditions for further information.

If you have any questions about our templates, toolkits or training materials before or after purchase, please contact us at info@knowyourcompliance.com and we will be only too happy to assist you.

Can I Use the Templates With My Clients?

Documents are for use within the purchasing company only. However, we offer our  Consultant Licence Scheme which enables individuals and businesses to utilise our policies and toolkits as part of their own service provision. More importantly, it means consultants, training providers and specialists don’t need to spent their time writing policy templates and reinventing the wheel!

If you are interested in using our templates as part of your service provision, please contact us at info@knowyourcompliance.com and we will be happy to assist you.

AML Risk Assessment Sample

Click the image on the right to see a larger sample of the AML Risk Assessment template. The sample is from the Excel template only and does not include the 18-page Risk Assessment Procedures that accompany the assessment.

Other products you may be interested in…

If you are unsure whether you need just our AML Risk Assessment or a more complete AML solution, take a look at our exclusive Anti Money Laundering Toolkit. Includes 30+ anti money laundering, due diligence, risk management, outsourcing, whistleblowing and tax evasion prevention policies, checklists, assessments and tools. The AML Toolkit complies with the Money Laundering Regulations as well as the HMRC and FCA requirements.

Compare our AML Policy and AML Toolkit Contents!