COBS, Promotions & Marketing Bitesize Manual

This manual helps to create a robust & structured compliance program covering the FCA’s conduct of business, financial promotions and distance marketing requirements. Incorporating policies, procedures, templates & our checklist &amp gap analysis tool. Ready to be customised and corporate branded, the manual is specific to those with CONC sourcebook obligations in these areas and also covers Client Communication (CONC 3), Cancellation & Refunds (CONC 11), Pre-Contract Requirements (CONC 4) & Remuneration & Commissions (SYSC 19).

£135.00 (ex vat)

Our Bitesize Manuals enable firms’ to meet the regulatory compliance standards and expectations, using our expert content as a foundation for a structured and compliant document program. Each manual comes with a detailed instruction guide for using, editing and maintaining the manual and customising the content to suit your own business requirements.

All policy, procedure and checklist templates are ready-to-use, with the content being written in the first-person to ensure it accurately reflects your objectives, strategies and compliance obligations.

If you want to purchase multiple Bitesize Manuals, visit our FCA Compliance Manual page to see what is included in the full version on our manual.

COBS, Promotions & Marketing Bitesize Manual
TYPE: Bitesize Compliance Manual SIZE: 57 pages FORMAT: Microsoft Office
DELIVERY: Digital via Email CUSTOMISABLE: Yes
Bitesize Manual Sections: –
▪ Purpose & Scope of the Manual
▪ FCA Regulatory Framework & Objectives
▪ Conduct of Business (COBS)
▪ Obligations & Client Agreements
▪ Record Keeping & Product Information
▪ Distance Marketing
▪ Marketing Requirements & Disclsoures
▪ E-commerce
▪ Financial Promotions & Customer Communication
▪ Pre-Contractual Requirements
▪ Key Features Disclosures
▪ Commissions & Remuneration
▪ Cancellations & Refunds
Supporting Documents Included: –
▪ Distance Marketing Policy
▪ Conduct of Business Policy
▪ Promotions, Marketing & Communication Checklist Tool
▪ E-Commerce Policy
▪ Financial Promotions & Customer Communication Policy
▪ Pre-Contract Disclosure Policy
▪ Remuneration & Incentives Policy
▪ Cancellation & Refund Policy
▪ Key Features Leaflet Template