The Market Abuse Regulation (MAR) have been designed to strengthen the existing UK market abuse framework by extending its scope to new markets, new platforms and new behaviours. Preventing, detecting and punishing market abuse has been made a high priority for the FCA and is one of their main statutory objectives of protecting consumers, enhancing market integrity and promoting competition. Firms who are obligated under MAR are now expected to have compliant policies, procedures, recording tools, controls and measures fully in place to prevent, detect, record and review any actual or attempted forms of market abuse.
The Market Abuse Policy Set contains (26 pages):–
These digital documents come in a .doc and Excel format which allows full customisation and corporate branding such as adding your logo and company name. You are also welcome to remove or add any sections that do/do not apply to your specific business requirements.
FORMAT – Word Document and Excel Template emailed to customer after order has been processed and full payment received.