The UK version of the Market Abuse Regulation (UK MAR) has been designed to strengthen the existing UK market abuse framework by extending its scope to new markets, new platforms and new behaviours. Preventing, detecting and punishing market abuse has been made a high priority for the FCA and is one of their main statutory objectives of protecting consumers, enhancing market integrity and promoting competition. Firms who are obligated under the UK MAR must have compliant policies, procedures, recording tools, controls and measures fully in place to prevent, detect, record and review any actual or attempted forms of market abuse.
| INCLUDES: |
AREAS COVERED: |
FEATURES: |
| > Market Abuse Policy Template |
> Policy Statement |
> Compliant with the UK MAR requirements |
| > STOR Form Template |
> Purpose & Scope |
> Microsoft Office Documents |
| > Insider List Record |
> Objectives |
> First Annual Update Free |
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> Insider Information |
> Download After Payment |
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> Market Soundings |
> Includes Customisation Guidance |
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> MSR Point of Contact |
> Fully Customisable |
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> Reporting Requirements |
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> STOR Reporting |
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Documents are available as an instant download as soon as payment has been made along with a VAT invoice.
Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.
Comes with a detailed guidance document with instructions on customising your policy template, giving you the confidence to implement your own policies.
First annual update is free of charge, providing revisions or new documents in an easy to add format and keeping your documents up-to-date and compliant.
Developed by a team with over 18 years regulatory compliance experience and policy development.
Suitable for all FCA regulated industries of any size or scope.
