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The Senior Managers & Certification Regime (SM&CR) applies to all FCA solo-regulated firms (including insurers and CMC’s) authorised under the Financial Services and Markets Act 2000. The SM&CR replaced the former APER requirements and incorporate the fitness and propriety into the new rules. Rolled out to the banking sector in 2016, the FCA’s aim in extending the SM&CR to solo-regulated firms, was to ‘reduce harm to consumers and strengthen market integrity by creating a system that enables firms and regulators to hold people to account’.

Our SMCR Pack provides mandatory and guidance templates and documents for implementing and complying with the FCA’s regime and help firms save time and money in using compliant, pre-written templates that are also fully customisable.

All Document Templates

SMCR Document Pack

£145.00 (ex vat)