AML Compliance Checklist

Our AML Checklist & Gap Analysis tool comes in an easy to customise and use Excel format and covers 100+ assessment questions, with easy to use filters for reporting & gap area analysis. The checklist helps firms comply with MLR17, including FCA/HMRC mandatory financial crime requirements such as AML, CFT, due diligence, risk assessment, FATF and more.

£32.00 (ex vat)

Our AML Compliance Checklist comes in an Excelformat for ease of use and customisation and consists of over 100 assessment questions, the checklist enables you to assess, review and evidence your compliance with 4MLD and MLR17, as well as the FCA’s financial crime expectations and rules.

The checklist comes in a customisable Excel format, using predefined question and assessment areas, along with simple filter features (as oppose to complex formulas), to allow easy selection and reporting of gap and non-compliant areas. The filters provide users with options for displaying select critera and enhances management information and reporting, as well as providing automated colour-coded priority ratings.

AML Checklist & Gap Analysis
TYPE: Audit Checklist & Gap Analysis SIZE: 3 Tabs (Excel)
FEATURES Gap Analysis, Status & Priority Filters FORMAT: Excel
Assessment Criteria includes: –
Anti-Money Laundering Overview Using the Audit Checklist
Policies & Processes Training & Competency
Internal Controls Written Materials
Due Diligence Risk Assessment & Management
Outsourcing & Third Parties Record Keeping
Management Information Audits & Monitoring