AML Compliance Checklist
Our AML Checklist & Gap Analysis tool comes in an easy to customise and use Excel format and covers 100+ assessment questions, with easy to use filters for reporting & gap area analysis. The checklist helps firms comply with MLR17, including FCA/HMRC mandatory financial crime requirements such as AML, CFT, due diligence, risk assessment, FATF and more.
£32.00 (ex vat)
£32.00 (ex vat)
Our AML Compliance Checklist comes in an Excelformat for ease of use and customisation and consists of over 100 assessment questions, the checklist enables you to assess, review and evidence your compliance with 4MLD and MLR17, as well as the FCA’s financial crime expectations and rules.
The checklist comes in a customisable Excel format, using predefined question and assessment areas, along with simple filter features (as oppose to complex formulas), to allow easy selection and reporting of gap and non-compliant areas. The filters provide users with options for displaying select critera and enhances management information and reporting, as well as providing automated colour-coded priority ratings.
| AML Checklist & Gap Analysis | |||
|---|---|---|---|
| TYPE: | Audit Checklist & Gap Analysis | SIZE: | 3 Tabs (Excel) |
| FEATURES | Gap Analysis, Status & Priority Filters | FORMAT: | Excel |
| DELIVERY: | Instant Download | CUSTOMISABLE: | Yes |
| Assessment Criteria includes: – | |||
| Anti-Money Laundering Overview | Using the Audit Checklist | ||
| Policies & Processes | Training & Competency | ||
| Internal Controls | Written Materials | ||
| Due Diligence | Risk Assessment & Management | ||
| Outsourcing & Third Parties | Record Keeping | ||
| Management Information | Audits & Monitoring | ||
