Anti Money Laundering Policy Template
Our Anti-Money Laundering Policy Template provides a structured foundation on which to build a compliant and effective AML compliance program. Firms with AML obligations are required by law to have an Anti Money Laundering Policy in place, with defined measures and controls for assessing, monitoring and mitigating the risks associated with financial crime.
Covering the main financial crime requirements and developed using the MLR17 (including 2019/2020 amendments), we have also covered the general guidelines and requirements cited by the main Supervisory Authorities; the FCA and HMRC.
Areas Covered in the Policy Template
- Policy Statement, Purpose and Scope
- AML Legislation & Regulations
- Policy Objectives
- Training & Employee Screening
- Suspicious Activity Reporting
- Appointed Officers
- Due Diligence & Risk Assessment
- High Risk (PEPs & Beneficial Owners)
- Monitoring & Audits
- Traceable Transactions & Tipping Off
- Records Management & Reporting
- SAR Form Template
- MLRO Annual Report Template
- AML Risk Assessment Checklist
Why use our templates?
Every business in the UK requires some level of compliance program, including policies, procedures and documents that set out their intent, objectives, obligations and responsibilities.
Know Your Compliance Limited are experts when it comes to developing compliance policies and regulatory procedures, so why reinvent the wheel?
Our professional, market leading policy templates and toolkits are already used by thousands of organisations across the UK who have benefitted from ready-to-use, but fully customisable policy content and formats.
Documents are available as an instant download via the website or confirmation email as soon as payment has been made, accompanied by a VAT invoice.
Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.
All templates come with instructions and guidance for customising your documents easily. Our templates are professional, compliant and come highly recommended.
First annual update is free of charge and we are always on hand to offer free email support with your templates should you need a helping hand.
Developed by a team with over 17 years regulatory compliance experience and policy development. Specialising in AML, FCA, UK GDPR & more.
Suitable for all industries with over 4500 existing clients, including the NHS, UK Government departments, global brands & thousands of SME’s & sole traders.
*UPGRADE NOTE: If you are unsure whether you need just our AML Policy Template or our complete Anti Money Laundering Toolkit, we provide a voucher code in the AML Policy pack so if you wish to upgrade at a later date, you will not end up paying any extra.Compare our AML Policy and AML Toolkit Contents!