Our Anti-Money Laundering Policy & Procedure gives organisations a structured foundation on which to build a compliant and effective AML program. Covering the main requirements of preventing financial crime such as risk assessments, due diligence (SDD; CDD & EDD), PEP’s, beneficial owners, transaction monitoring and more. Drafted using the MLR17 (including 2019 amendments) which were enacted from the 4MLD & 5MLD’s; we have also covered the general guidelines and requirements cited by the main Supervisory Authorities; the FCA and HMRC.
*UPGRADE NOTICE: Don’t worry if you purchase our single AML Policy but choose to upgrade to our full AML Toolkit or AML Toolkit & Training Package at a later date. You will receive a discount code in your policy pack to use when purchasing the Toolkits so that you are not paying any extra.
|Financial Crime & Anti-Money Laundering Policy & Procedures|
|TYPE:||Policy, Procedures & Templates||SIZE:||45 pages||FORMAT:||Word.doc|
|▪ Policy Statement, Purpose and Scope
▪ What is Financial Crime & Money Laundering?
• The Terrorism Act 2000 & Proceeds of Crime Act 2002
• Serious Organised Crime & Police Act 2005
• Anti-Terrorism, Crime & Security Act 2001
• The Serious Crime Act 2007
• The Money Laundering, Terrorist Financing & Transfer of
Funds Regulations 2017
▪ Training & Competency
▪ Suspicious Activity Reporting (SAR)
▪ Appointed Officers & SAR Template
|▪ Procedures & Measures
• Risk Assessment
• Internals Controls
• Due Diligence (SDD, CDD & EDD)
• High Risk (PEPs & Beneficial Owners)
• Employee Screening
• Monitoring & Audits
• Traceable Transactions
▪ Records Management & Reporting
▪ Tipping Off
• MLRO Annual Report
• Annual Financial Crime Report
• AML Risk Assessment Template
Documents are available as an instant download as soon as payment has been made. Sequential files make locating documents easy.
Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.
Our templates come with guidance, access to free resources and email support, giving you the confidence to implement your own policies.
First annual update is included and no subscription is required to gain access to your documents as downloaded files can be saved directly to your device.
Developed by a team with over 15 years regulatory compliance experience in areas such as AML; FCA compliance and GDPR/DPA18.
Suitable for all industries, with over 4000 existing clients including the NHS, government departments, global brands and hundreds of SME’s.