Anti Money Laundering Policy Template
Our Anti Money Laundering Policy Template is a standalone policy that covers the main Money Laundering Regulations requirements. AML is an extensive area, so we have developed a policy that does more than just cover the basics. Our 38-page AML policy template also includes the rules and guidance set by the HMRC and FCA. Easy to use and fully customisable, join over 9500 organisations who already use our templates and toolkits.
NOTE: This is a standalone AML Policy only and does not include a risk assessment, suspicious activity procedures or due diligence templates. Compare our AML Policy Toolkits to get all mandatory policies and controls at a discounted price.
About the Anti Money Laundering Policy Template
Areas Covered in the AML Policy Template
- Policy Statement, Purpose and Scope
- AML Legislation & Regulations
- Policy Objectives
- Training & Employee Screening
- Suspicious Activity Reporting
- Appointed Officers
- Due Diligence & Risk Assessmen
- MLRO & Nominated Officer
- HMRC Approval
- HMRC Fit & Proper Assessment
Download full Table of Contents…
- Appointed Officers
- Due Diligence & Risk Assessment
- High Risk (PEPs & Beneficial Owners)
- Proliferation Financing
- Tax Evasion
- Monitoring & Audits
- Traceable Transactions & Tipping Off
- Records Management & Reporting
- MLRO Annual Report Template
- Employee Screening Assessment Template
- Template Customisation Guidance
- 38-Page Anti Money Laundering Policy Template
- MLRO Report Template
- Employee Screening Assessment Template
Frequently Asked Questions...
All templates have been developed using the latest version of Microsoft Office. Word, Excel and Poweroint are universally compatible with a large number of document editing software, including OpenOffice and GoogleDocs.
All templates can be corporate branded and are fully customisable. The documents also come with detailed guidance on how to use Microsoft Office to edit the templates and insert your own content where applicable.
The templates are developed in Microsoft Office Word and are fully customisable and ready for corporate branding. They are compatible with most text editing software. Checklists and assessment templates are provided in an Excel format.
All of our AML templates, toolkits and training packages have been developed by experts using the requirements set out under the Money Laundering Regulations (including the latest amendments). The content also pulls from the rules and guidance set out by governing bodies and Supervisory Authorities. This includes the HMRC, FCA, Gambling Commission and the Joint Money Laundering Steering Group (JMLSG).
Our AML templates and training materials are suitable for any business type or industry. Where sector specific customisations are required, we have noted these within the templates. As the content covers most of the MLR rules and requirements, some sections may not be relevant to your size or industry. However, these areas have been highlighted and can either be removed or customised.
Every business is different and compliance documents need to reflect that. Whilst our templates and toolkits go a long way toward making you compliant, many of our documents do require some customisation to ensure that they are relevant to you. Our templates provide a strong foundation on which to build your compliance framework. Our extensive template content coupled with your customisations will ensure that you are compliant with the relevant legislation, codes of conduct, standards or regulations
It is important that each policy and procedure accurately reflects exactly what your business does and how it does it. The level of customisation required for each document will depend upon factors such as your size, scope and current compliance program. However, we are always on hand to answer any questions you may have and provide unlimited email support.
All materials and templates are available to download immediately after purchase via the website. Once you have completed your payment online, you will be redirected to our order page where you can download your ordered document(s). We also send you an automated confirmation email which contains a copy of your download link.
If you have chosen to make payment by BACS, your order will be placved on hold until we have confirmed receipt of your payment. Once your payment has been verified, we will process your order and send you an automated confirmation email which contains your download link. Our Accounts Team will email you a copy of your VAT receipt after the order has been processed.
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At Know Your Compliance Limited we are passionate about regulatory compliance! Our team has over 20 years experience and expertise in regulatory compliance and policy development. Serving a wide range of industries and business types, over 6000 organisations already use our templates and toolkits. We have delivered professional, compliant templates to hundreds of industries; including accountants, tax advisors, education and healthcare sectors, the NHS, Government departments, finance and credit, recruitment, charities, banks, estate agents and thousands of SME’s and sole traders.many more.
We offer a large library of templates for regulatory policies, procedures, checklists, toolkits, manuals and training packages. Utilising Microsoft Office for compatibility and easy customisation, we provide editing and usage guidance with all templates. When paying by credit/debit card, all documents are available to download instantly and come with the first annual update included in the price.
As our materials, packages and templates are downloaded digitally, they cannot be physically returned once purchased. For this reason we do not offer any refunds, however we do provide extensive information about each product on the relevant product page so that you know what you are getting before you buy. Please refer to our Terms and Conditions for further information.
If you have any questions about our templates, toolkits or training materials before or after purchase, please contact us at firstname.lastname@example.org and we will be only too happy to assist you.
AML Policy Sample Pages
The AML policy contains 38-pages. Click the images to see some sample pages.
*NOTE: The images are random sample pages so the content does not follow on.
Looking for other AML templates to accompany your policy?
Anti money laundering is an extensive compliance area with numerous mandatory and legal requirements. In addition to our AML Policy, we also offer Suspicious Activity Report Procedures, AML Risk Assessment Template and our market leading AML Bundles and Toolkits. View all AML Products.
*UPGRADE NOTE: If you are unsure whether you need just our AML Policy Template or our complete Anti Money Laundering Toolkit, we provide a voucher code in the AML Policy pack so if you wish to upgrade at a later date, you will not end up paying any extra.Compare our AML Policy and AML Toolkit Contents!