Anti-Money Laundering Policy & Procedure

Our AML Policy, Procedures & Templates help firms comply with MLD4 and The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR17), as well as the rules set by the HMRC on money laundering prevention.

£45.00 (ex vat)

Our Anti-Money Laundering Policy & Procedure and other products, help to remind staff of the importance of the Know Your Customer principles and due diligence checks for new and existing clients and can help protect your organisation from risk and financial crime. Suitable for those supervised by the FCA, HMRC, Gambling Commission or one of the authorised professional bodies acting as a money laundering supervisory authority.

Please Note: AML compliant goes hand-in-hand with due diligence and risk management, which ave been covered in relation to AML only. Your AML program should be supported by your due diligence and risk management procedures and policies.

Financial Crime & Anti-Money Laundering Policy & Procedures
TYPE: Policy, Procedures & Templates SIZE: 45 pages FORMAT: Word.doc
▪ Policy Statement, Purpose and Scope
▪ What is Financial Crime & Money Laundering?
• The Terrorism Act 2000 & Proceeds of Crime Act 2002
• Serious Organised Crime & Police Act 2005
• Anti-Terrorism, Crime & Security Act 2001
• The Serious Crime Act 2007
• The Money Laundering, Terrorist Financing & Transfer of
Funds Regulations 2017
▪ Objectives
▪ Training & Competency
▪ Suspicious Activity Reporting (SAR)
▪ Responsibilities
▪ Appointed Officers & SAR Template
▪ Procedures & Measures
• Risk Assessment
• Internals Controls
• Due Diligence (SDD, CDD & EDD)
• High Risk (PEPs & Beneficial Owners)
• Employee Screening
• Monitoring & Audits
• Traceable Transactions
▪ Records Management & Reporting
▪ Tipping Off
• MLRO Annual Report
• Annual Financial Crime Report
• AML Risk Assessment Template