AML Policy Template & Risk Assessment Pack

  • 38-Page Policy Template
  • SAR Procedures Template
  • 18-Page Risk Assessment Procedures
  • MLRO Report Template
  • AML Risk Assessment (Excel)

£45.00 (ex vat)

Our AML Policy Template & Risk Assessment Pack is suitable for any industry or business type regulated under the Money Laundering Regulations (MLR). Get our best-selling AML Policy alongside essential anti money laundering templates. This discounted pack includes our exclusive AML Risk Assessment Template, MLRO Annual Report Template and Suspicious Activity Reporting Procedures.

If you also need the mandatory due diligence and client risk assessment templates to comply with the HMRC, FCA or Money Laundering Regulations, add our Due Diligence & Client Risk Assessment Toolkit (£65+vat) alongside this pack.

WHAT’S INCLUDED

  • Template Customisation Guidance
  • 38-Page Anti Money Laundering Policy Template
  • MLRO Report Template
  • Employee Screening Assessment Template
  • Suspicious Activity Report (SAR) Procedures
  • 18-Page AML Risk Assessment Procedures
  • AML Risk Assessment Template (Excel)
Table of Contents for AML Policy
  • Policy Statement
  • Purpose and Scope
  • AML Legislation & Regulations
  • Policy Objectives
  • Training & Employee Screening
  • Suspicious Activity Reporting
  • Appointed Officers
  • Due Diligence & Risk Assessment
  • High Risk (PEPs & Beneficial Owners)
  • Monitoring & Audits
  • Traceable Transactions & Tipping Off
  • Records Management & Reporting
  • Responsibilities
Risk Assessment Sections
  • Summary of identified risk
  • Who or what the risk relates to
  • Risk responsibility
  • Description of the risk
  • Why it is considered a risk
  • Current risk rating
  • Mitigating actions to address the risk and reduce the impact
  • Action implementation date
  • Risk status after action
  • Revised risk rating
  • Assigned oversight
  • Review date
  • Additional information
Benefits
  • Comply with MLR, HMRC & FCA requirements
  • Sample AML risks provided
  • Guidance on risk areas to assess
  • Procedures for risk assessment included
  • Fully customisable templates
  • Instant download after payment
  • Simple Excel based template
  • Evidence Money Laundering Regulation compliance
  • Easy to use & integrate
  • Developed by experts
  • Frequently reviewed & updated

About the AML Policy & Risk Assessment Pack Templates

Use our AML assessment tool and policy template to comply with the Money Know Your Compliance TemplatesLaundering Regulations. All template content has been developed using the MLR requirements as well as the rules and standards set by the main Supervisory Authorities, the HMRC and FCA.

If you have obligations under any of these rules, this template pack will help to accelerate your anti money laundering compliance. If you would like to align your AML compliance with the mandatory supporting requirements for due diligence, risk management and tax evasion, see our AML Toolkit.

  • Identify, assess and mitigate the risks associated with money laundering and terrorist financing
  • Comprehensive 38-page policy template covering the mandatory MLR, HMRC and FCA financial crime prevention requirements
  • Includes procedures for reporting, documenting and submitting suspicious activity reports
  • Includes templates for the annual MLRO report and employee screening assessment

Affordability & Creditworthiness Policy Template IconAssess the Risks

Quickly identify, assess and document the money laundering risks that your business is vulnerable to.

Affordability & Creditworthiness Policy Template IconMLR Compliance

Easy to integrate templates to ensure that you are complying with your obligations under the MLR.

A Name You Can Trust

Market Leading ComplianceOur team have been developing regulatory templates for 20+ years. We are one of the UK’s leading compliance template providers, with our compliant, professional documents being trusted by thousands of businesses.

Cost Effective Compliance

Cost Effective ComplianceOur customers range from multi-national organisations and public bodies, through to sole traders. We keep our prices low so that our products are affordable for everyone. Quality you can trust at prices you can afford!

WHY CHOOSE US?

  • Our templates & toolkits are used by 6000+ organisations
  • Market leading documents & policies
  • Customisable, easy to use formats
  • Affordable and cost effective
  • Developed by experts
  • Compliant, professional content
  • Suitable for all business types
  • Support when you need it most

Customisable and available for instant download after payment. Includes:

  • Template Customisation Guidance
  • 38-Page Anti Money Laundering Policy Template
  • MLRO Report Template
  • Employee Screening Assessment Template
  • Suspicious Activity Report (SAR) Procedures
  • 18-Page AML Risk Assessment Procedures
  • AML Risk Assessment Template (Excel)

Confused about AML

Confused about which AML documents you need?

Read our AML Guide to find out which AML policies are mandatory for your business.

Areas Covered in the AML Policy Template

  • Policy Statement, Purpose and Scope
  • AML Legislation & Regulations
  • Policy Objectives
  • Training & Employee Screening
  • Suspicious Activity Reporting
  • Appointed Officers
  • Due Diligence & Risk Assessment
  • High Risk (PEPs & Beneficial Owners)
  • Monitoring & Audits
  • Traceable Transactions & Tipping Off
  • Records Management & Reporting
  • Responsibilities

Included in this AML template pack are procedures for carrying out a company-wide AML risk assessment. The template procedures include detailed examples of the areas and risks that you should be assessing as part of your AML compliance. For those with MLR obligations, a written risk assessment is a legal requirement. The HMRC provide guidance on what should be included in the AML assessment.

The main AML Risk Assessment template comes in an Excel format and is easy to use and customise. It contains a completed sample assessment so that you can understand how to complete the document. Completing an AML written risk assessment is mandatory for many businesses and sectors. Our tool enables you to record and evidence the money laundering risks identified in your company.

Tabs included in the Excel AML Risk Assessment Template

  • Summary of identified risk
  • Who or what the risk relates to
  • Risk responsibility
  • Description of the risk
  • Why it is considered a risk
  • Current risk rating
  • Mitigating actions to address the risk and reduce the impact
  • Action implementation date
  • Risk status after action
  • Revised risk rating
  • Assigned oversight
  • Review date
  • Additional information

Frequently Asked Questions...

Can The Documents be Customised?

All templates have been developed using the latest version of Microsoft Office. Word, Excel and Poweroint are universally compatible with a large number of document editing software, including OpenOffice and GoogleDocs.

All templates can be corporate branded and are fully customisable. The documents also come with detailed guidance on how to use Microsoft Office to edit the templates and insert your own content where applicable.

What Format are the Documents in?

The templates are developed in Microsoft Office Word and are fully customisable and ready for corporate branding. They are compatible with most text editing software. Checklists and assessment templates are provided in an Excel format.

Are the Documents Suitable for my Business?

All of our AML templates, toolkits and training packages have been developed by experts using the requirements set out under the Money Laundering Regulations (including the latest amendments). The content also pulls from the rules and guidance set out by governing bodies and Supervisory Authorities. This includes the HMRC, FCA, Gambling Commission and the Joint Money Laundering Steering Group (JMLSG).

Our AML templates and training materials are suitable for any business type or industry. Where sector specific customisations are required, we have noted these within the templates. As the content covers most of the MLR rules and requirements, some sections may not be relevant to your size or industry. However, these areas have been highlighted and can either be removed or customised.

Are the Templates an 'Off the Shelf' Solution?

Every business is different and compliance documents need to reflect that. Whilst our templates and toolkits go a long way toward making you compliant, many of our documents do require some customisation to ensure that they are relevant to you. Our templates provide a strong foundation on which to build your compliance framework. Our extensive template content coupled with your customisations will ensure that you are compliant with the relevant legislation, codes of conduct, standards or regulations

It is important that each policy and procedure accurately reflects exactly what your business does and how it does it. The level of customisation required for each document will depend upon factors such as your size, scope and current compliance program. However, we are always on hand to answer any questions you may have and provide unlimited email support.

How Can I Access My Order?

All materials and templates are available to download immediately after purchase via the website. Once you have completed your payment online, you will be redirected to our order page where you can download your ordered document(s). We also send you an automated confirmation email which contains a copy of your download link.

If you have chosen to make payment by BACS, your order will be placved on hold until we have confirmed receipt of your payment. Once your payment has been verified, we will process your order and send you an automated confirmation email which contains your download link. Our Accounts Team will email you a copy of your VAT receipt after the order has been processed.

Please ensure that you add our email address to your contacts lists and that your email server accepts incoming download links.

Why Should I Buy From Know Your Compliance Limited

At Know Your Compliance Limited we are passionate about regulatory compliance! Our team has over 20 years experience and expertise in regulatory compliance and policy development. Serving a wide range of industries and business types, over 6000 organisations already use our templates and toolkits. We have delivered professional, compliant templates to hundreds of industries; including accountants, tax advisors, education and healthcare sectors, the NHS, Government departments, finance and credit, recruitment, charities, banks, estate agents and thousands of SME’s and sole traders.many more.

We offer a large library of templates for regulatory policies, procedures, checklists, toolkits, manuals and training packages. Utilising Microsoft Office for compatibility and easy customisation, we provide editing and usage guidance with all templates. When paying by credit/debit card, all documents are available to download instantly and come with the first annual update included in the price.

Do You Offer Refunds?

As our materials, packages and templates are downloaded digitally, they cannot be physically returned once purchased. For this reason we do not offer any refunds, however we do provide extensive information about each product on the relevant product page so that you know what you are getting before you buy. Please refer to our Terms and Conditions for further information.

If you have any questions about our templates, toolkits or training materials before or after purchase, please contact us at info@knowyourcompliance.com and we will be only too happy to assist you.

AML Sample Pages

The AML & Risk Assessment Pack contains 6 documents. The sample pages are a small selection from the policy pack.

*NOTE: The images are random sample pages so the content does not follow on. 

Looking for other AML templates to accompany your policy?

Anti money laundering is an extensive compliance area with numerous mandatory and legal requirements. In addition to our AML Policy we also provides templates for risk management, due diligence, whistleblowing, conflict of interest and more. View all AML Products.

*UPGRADE NOTE: If you are unsure whether you need just our AML Policy Template or our complete Anti Money Laundering Toolkit, we provide a voucher code in the AML Policy pack so if you wish to upgrade at a later date, you will not end up paying any extra.

Compare our AML Policy and AML Toolkit Contents!