AML Policy Template & Risk Assessment Pack
- AML Policy Template
- SAR Procedures Template
- MLRO Report Template
- AML Risk Assessment (Excel)
£45.00 (ex vat)
£45.00 (ex vat)
Accelerate your AML compliance with the AML Policy & Risk Assessment pack.
Simple compliance for the complex Money Laundering Regulations (MLR) and associated HMRC and FCA rules and guidelines. Businesses with obligations under the MLR are required to have AML policies and controls in place to mititgate the risks of money laundering and terrorist financing. A robust AML policy, strategic AML risk assessment and compliant suspicious activity reporting procedures are mandatory.
The MLR state that a firm must establish, document, and maintain risk centric AML policies, controls, and procedures. Transaction monitoring, due diligence and having a nominated officer are also essential AML business practices.
Need to audit your AML compliance against the FCA, HMRC and Money Laundering Regulations requirements? Buy our AML Self Assessment Checklist alongside this pack.
Why Choose THE AML Policy Template PACK?
- Get compliant, professional anti money laundering policies, tools and templates written by subject matter experts.
- 6 AML policies and templates for compliance, risk assessing, suspicious activity reporting and MLRO annual reports.
- Over 70 pages of content for just £35 (exc vat), making to AML template pack affordable as well as professional.
- Easy to edit, customise and corporate brand. Make the policies and procedures your own with our simple guidance sheet.
What’s Included
- Template Customisation Guidance
- 40-page AML Policy Template
- MLRO Annual Report Template
- Employee Screening Assessment
- Suspicious Activity Report Procedures
- AML Risk Assessment Procedures
- AML Risk Assessment Template (Excel)
Benefits
- Compliant templates – the templates have been designed and created from the rules and guidelines set by the Money Laundering Regulations, POCA, JMLSG, FATF, HMRC and the FCA.
- Ready to use – you don’t need to reinvent the wheel with our AML templates and tools. Ready to use content, easy to customise text and simple to understand processes. Corporate brand with ease!
- Upgrade options – all 6 templates in this pack are included in our complete AML Template Toolkit. The toolkit includes all mandatory AML policies and controls as well as a due diligence suite of templates and anti-fraud and anti-bribery policies.
About This Product
- We use the latest version of Microsoft Office 365 to develop our templates. This includes Word and Excel for templates and checklists.
- All templates are fully customisable and can also be corporate branded. We do not use our logo or name on any of the templates.
- Guidance and instruction documents are provided as a downloadable PDF.
- Your files will be provided in a .zip file which can be downloaded straight from the website after purchase or via the email link.
Frequently Asked Questions
All our templates and policies are fully customisable and we encourage you to edit the content to suit your industry and business type. Much of the content is ready to use, but an effective policy should accurately reflect what your business does. Therefore, you should customise the content to mirror your business processes and obligations.
The templates are developed in Microsoft Office Word and are fully customisable and ready for corporate branding. They are compatible with most text editing software. Checklists and assessment templates are provided in an Excel format.
As our documents have been designed for use with Microsoft Office, this is the best software to use the templates with for full compatibility. Some of our customers have used the templates with Google Docs, LibreOffice Writer and Open Office successfully. However, some of the editing, functionality and format features may be limited or incompatible with the documents provided.
The content has been developed using the relevant standards, regulations and legislation. Therefore, our templates, manuals and toolkits are suitable for any industry and business type. We encourage you to customise the content to suit your sector and obligations and provide guidance where you are required to add your own content.
Every business is different and compliance documents need to reflect that. Whilst our templates and toolkits go a long way toward making you compliant, many of our documents do require some customisation to ensure that they are relevant and compliant. It is important that each document accurately demonstrates what your business does and how it does it.
The level of customisation required for each document will depend upon factors such as your size, scope and current compliance program. However, we are always on hand to answer any questions you may have and provide unlimited email support.
All materials and templates are available to download immediately after purchase via the website. Once you have completed your payment online, you will be redirected to our order page where you can download your ordered document(s). We also send you an automated confirmation email which contains a copy of your download link. BACS orders are processed within 24hrs of payment being received.
At Know Your Compliance Limited we are passionate about regulatory compliance! Our team has over 20 years experience and expertise in regulatory compliance and policy development. Serving a wide range of industries and business types, over 11,000 organisations already use our templates and toolkits. We have delivered professional, compliant templates to hundreds of industries; including accountants, tax advisors, education and healthcare sectors, the NHS, Government departments, finance and credit, recruitment, charities, banks, estate agents and thousands of SME’s and sole traders.many more.
We offer a large library of templates for regulatory policies, procedures, checklists, toolkits, manuals and training packages. Utilising Microsoft Office for compatibility and easy customisation, we provide editing and usage guidance with all templates. When paying by credit/debit card, all documents are available to download instantly and come with the first annual update included in the price.
As our materials, packages and templates are downloaded digitally, they cannot be physically returned once purchased. For this reason we do not offer any refunds, however we do provide extensive information about each product on the relevant product page so that you know what you are getting before you buy. Please refer to our Terms and Conditions for further information.
If you have any questions about our templates, toolkits or training materials before or after purchase, please contact us at info@knowyourcompliance.com and we will be only too happy to assist you.
Documents are for use within the purchasing company only. However, we offer our Consultant Licence Scheme which enables individuals and businesses to utilise our policies and toolkits as part of their own service provision. More importantly, it means consultants, training providers and specialists don’t need to spent their time writing policy templates and reinventing the wheel!
If you are interested in using our templates as part of your service provision, please contact us at info@knowyourcompliance.com and we will be happy to assist you.
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