The FCA Compliance Manual & MCOB version of our manual is identical to our standard FCA Manual, but also comes with an entire section dedicated to the FCA’s MCOB sourcebook, as well as referencing the MCOB requirements in the relevant templates such as disclosures, promotions and marketing.
UPDATED: includes the new SM&CR requirements, along with COCON, SUP10 & FIT. This is one of the UK’s most comprehensive and relevant FCA compliance manuals, covering essential handbook areas such as CONC, SUP, SYSC, PRIN, COBS, COCON, DISP, GEN and much more. Developed and kept up-to-date by compliance experts, this maunal helps firms to meet the extensive regulatory, legal and contractual compliance requirements applicable to the financial services and consumer credit sectors.
In their Full Authorisation Application Guidance Notes, the FCA reference a firm’s Compliance Manual and provide guidance on some of the documents and procedures that should be included to meet the minimum requirements under the regulatory rules. They also advise that a firm should add to their Compliance Manual, any other information or procedures to comply with rules which are applicable to them, as dependent on their business type (e.g. operational, legal, contractual and statutory).
Ready-to-use, but also fully customisable, our manual is provided in a Word format and uses Excel for the checklists and registers, making it easy to implement and maintain. We also provide an extensive guidance document for customising and using the manual, as well as providing free updates for the first year. Used by organisations from varied sectors, including banks, brokers, lenders, debt recovery, debt management, estate agents, mortgage providers, finance firms and many more, you can read more about the manual over on our Compliance Manuals page.