This FCA Compliance Manual GDPR version has been updated to include the forthcoming GDPR requirements, with a large, standalone bundle dedicated to GDPR data protection, with policies, procedures, templates and our exclusive 21-page GDPR Implementation Project Plan. The pack includes over 100 pages of content across 15+ documents covering GDPR Policy & Procedures, GDPR Checklist & Gap Analysis Tool, DPIA documents, Information Audit Templates and more. You can see the full GDPR inclusion by visiting our GDPR Document Set.
UPDATED: includes the new SM&CR requirements, along with COCON, SUP10 & FIT. This is one of the UK’s most comprehensive and relevant FCA Compliance Manuals, covering essential handbook areas such as CONC, SUP, SYSC, PRIN, COBS, COCON, DISP, GEN and much more. Developed and kept up-to-date by compliance experts, this maunal helps firms to meet the extensive regulatry, legal and contractual ompliance requirements applicable to the financial services and consumer credit sectors.
Documents are available as an instant download as soon as payment has been made. Sequential files and names make locating each document easy.
Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.
Our GDPR Bundle and FCA Manual come with extensive guidance, free resources and email support, including our exclusive 21-page GDPR Implementation Project Plan.
Free annual updates, providing revisions or new documents in an easy to add format and keeping your documents up-to-date and compliant.
Developed by a team with over 15 years regulatory compliance experience and compliant with the FCA Handbook and GDPR (EU) 2016/679.
Suitable for all financial services business types and sectors and already used by hundreds of organisations globally including banks, lenders, debt collection, leasing & HP, finance, mortgage brokers and more.
In their Full Authorisation Application Guidance Notes, the FCA reference a firm’s Compliance Manual and provide guidance on some of the documents and procedures that should be included to meet the minimum requirements under the regulatory rules. They also advise that a firm should add to their Compliance Manual, any other information or procedures to comply with rules which are applicable to them, as dependent on their business type (e.g. operational, legal, contractual and statutory).
Ready-to-use, but also fully customisable, our manual is provided in n Microsoft Office format with Word for policies and procedures and uses Excel for the checklists and registers, making it easy to implement and maintain. We also provide an extensive guidance document for customising and using the manual, as well as providing free updates for life. Used by organisations from varied sectors, including banks, brokers, lenders, debt recovery, debt management, estate agents, mortgage providers, finance firms and many more, you can read more about the manual over on our Compliance Manuals page.