Our extensive Due Diligence Compliance Pack gives you working documents and templates to ensure you are meeting your due diligence obligations under any regulatory and legal requirements. Organisations using our due diligence policy and questionnaires include those needing to meet the strict AML customer due diligence requirements; firms with outsourcing obligations; those with Know Your Customer responsibilities and firms looking to meet the FCA’s due diligence requirements.
Our pack provides fully customisable due diligence questionnaires for customers (individuals and businesses), employees, suppliers and third-parties; as well as a detailed due diligence policy and accompanying checklist. Used by hundreds of firms to verify customer identity; evidence KYC measures; validate commerical entities; meet AML requirements for SDD and EDD and much more.
Documents are available as an instant download as soon as payment has been made and are provided in seperate documents for ease of use.
Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.
We are always on hand to offer free email support should you need help with customising your documents after purchase.
Free updates for the first year, providing revisions or new documents in an easy to add format and keeping your pack up-to-date.
Developed by a team with over 18 years regulatory compliance experience and policy development knowledge.
Suitable for all industries, with thousands of existing clients including the NHS, government departments, global brands and hundreds of SME’s.
Due Diligence Pack Contents
- Usage & Customisation Instructions
- Due Diligence Policy (including): –
- Customer Due Diligence
- Employee Due Diligence
- Supplier Due Diligence
- Objectives
- Controls and Processes
- Verification and Checks
- Know Your Customer Controls
- Reporting and Registers
- Standard and Enhanced Due Diligence
- Employee Verification and Screening
- Responsibilities
- Individual Due Diligence Questionnaire
- Business Due Diligence Questionnaire
- Employee Due Diligence Questionnaire
- Supplier Due Diligence Questionnaire
- Due Diligence Checklist (including): –
- Policies and Procedures
- Outsourcing and Suppliers
- Customer Due Diligence
- Affordability Assessments
- Employee Screening
- Records and Reporting
