Our Risk Management & Due Diligence Toolkit contains 16 policies, checklists and templates for a comprehensive program of Know Your Customer requirements. With a cost saving on purchasing the documents individually, this toolkit provides firms with the policy templates, due diligence questionnaires, checklist and risk assessment matrix to ensure that risks are assessed and mitigated when onboarding and outsourcing.
Know Your Compliance Limited have been developing regulatory compliance policies and procedures for many years, helping more than 4500 organisations to meet their compliance needs in a range of areas. This Risk Management & Due Diligence Toolkit brings together our highly recommended due diligence pack with the risk assessment and outsourcing policy templates often purchased in conjunction.
Risk Management & Due DIligence Toolkit Contents
- Instructions & Guidance
- Checklist Instructions
- Due Diligence Policy & Procedures
- Due Diligence Audit Checklist
- Supplier Due Diligence Questionnaire
- Employee Due Diligence Questionnaire
- Individual Due Diligence Questionnaire
- Business Due Diligence Questionnaire
- Enhanced Due Diligence Questionnaire
- Risk Management Policy & Procedures
- Remedial Action Plan Template
- Risk Register Template
- Risk Matrix Template
- Outsourcing Policy
- Outsourced Functions Register
- Conflict of Interest Policy
- Conflict of Interest Register
- Whistleblowing Policy
Similar Policies & Toolkits
If you only require our due diligence templates without the risk and outsourcing policies, we offer our Due Diligence Pack.
We also provide an extensive 24 policy & template AML & Due Diligence Toolkit which includes all of the documents listed here in addition to templates for anti money laundering, conflicts, whistleblowing, anti bribery and more.
Documents & VAT invoice are available as an instant download as soon as payment has been made via the website or confirmation email.
Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.
Our Toolkit comes with ready-to-use, but fully customisable policies & templates, including a detailed due diligence audit checklist.
Free annual update for the first year, providing revisions or new documents in an easy to add format (where applicable).
Developed by a team with over 18 years regulatory compliance experience and expertise in policy development.
Suitable for all industries, with thousands of existing clients including the NHS, government departments, global brands and hundreds of SME’s.
Other Associated Templates
- AML Document & Training Toolkit £359.00 (ex vat)
- Anti Money Laundering Policy Template £20.00 (ex vat)
- Due Diligence Policy Template £18.00 (ex vat)
- Anti Money Laundering & Due Diligence Toolkit £249.00 (ex vat)
- Outsourcing Policy Template £18.00 (ex vat)
Why use our templates?
Every business in the UK requires some level of compliance program, including policies, procedures and documents that set out their intent, objectives, obligations and responsibilities.
Know Your Compliance Limited are experts when it comes to developing compliance policies and regulatory procedures, so why reinvent the wheel?
Our professional, market leading policy templates and toolkits are already used by thousands of organisations across the UK who have benefitted from ready-to-use, but fully customisable policy content and formats.