Our Anti-Money Laundering (AML) Document Toolkit helps businesses to prepare for, and ensure compliance with the UK’s mandatory money laundering and terrorist financing regulations and requirements. Covering the requirements of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR17); this toolkit also includes documents and templates to aid compliance with the FCA, HMRC, Gambling Commission and other authorised professional bodies acting as a money laundering supervisory authority.
About Our AML Toolkit
Our AML Document Toolkit contains 20+ policies, procedures and templates for a comprehensive AML program aimed at helping firms to assess and reduce the risk of money laundering, financial crime and terrorist financing within their organisation. Covering many of the general AML rules for those who money laundering supervisory authority include the HMRC, FCA, Gambling Commission or one of the authorised professional bodies.
Know Your Compliance Limited have been developing regulatory compliance policies and procedures for many years, helping more than 4000 organisations to meet their compliance needs in a range of areas. This Anti-Money Laundering Toolkit brings together our extensive Anti-Money Laundering Policy, Procedure and template pack and adds in dedicated documents and policies for managing and monitoring due diligence (employee, supplier and customer); risk management; staff training; whistleblowing and anti-bribery and corruption policies and more.
The Toolkit also includes our exclusive AML Risk Assessment template, our AML Document Toolkit enables a risk based approach to preventing money laundering and aids firms in setting robust and effective controls and measures to reduce financial crime risks. Aids in complying with the MLR17 (including 2019 amendments), 4MLD/5MLD and Supervisory Authority guidelines, including the FCA and HMRC.
Documents are available as an instant download as soon as payment has been made. Sequential files and names make locating each document easy.
Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.
Our AML Toolkit comes with guidance and advice sheets for preparing and implementing your documents and templates.
Free updates for the first year (i.e. due to updated content where the requirements have changed or where we add a new template to the pack).
Developed by a team with over 18 years regulatory compliance experience, including FCA, AML, GDPR and UK regulatory business requirements.
Suitable for all industries, with thousands of existing clients including the NHS, government departments, estate/letting agents and hundreds of SME’s.
AML Document Toolkit Contents
- Anti-Money Laundering Policy
- MLRO Report Template
- AML Company Risk Assessment Template
- Anti-Money Laundering Audit Checklist
- Due Diligence Policy & Procedures
- Due Diligence Audit Checklist
- Supplier Due Diligence Questionnaire
- Customer Due Diligence Questionnaire (individual & business)
- Employee Due Diligence Questionnaire
- Risk Management Policy & Procedures
- Risk Mitigating Action Plan Template
- Risk Register Template
- Anti-Bribery & Corruption Policy
- Whistleblowing Policy
- Audit & Monitoring Procedures
- Conflict of Interest Policy
- Conflict of Interest Register
- Outsourcing Policy
- Outsourced Functions Register
- Anti-Money Laundering Test & Answer Papers
- Employee Training Record Template
- Training Development Log Template
- Training Development Policy Template
- Training Feedback Form Template
- Instruction & Guidance Document
NOTE: We also offer our combine AML Toolkit & Training Package a discounted package containing our AML Document Toolkit and our AML Training Package for firms looking to purchase both packs.