FCA Compliance Manual

If you are looking for the UK’s leading FCA Compliance Manual, you have come to the right place!

Compliance Manual IconWe specialise in FCA policy templates, FCA manuals and compliance toolkits. Our industry leading compliance manual comes in 4 versions with thousands of pages of compliant, customisable content. The team at Know Your Compliance Limited have been developing regulatory policies for over 20 years with over 9500 organisations now using our products.

Our 200+ page FCA manual also comes with 120+ policy templates, checklists, assessments, procedures and tools to aid compliance with the FCA Handbook. Accelerate your FCA application with mandatory policy templates or update your existing compliance monitoring program to meet your FCA obligations.

NOW INCLUDES: 20+ Consumer Duty & Operational Resilience Policies, Tools and Templates!

Click on the below FCA manuals to see the full contents, included modules, policy templates and supporting compliance areas and sample pages. You can also download the complete table of contents.


Are you going through an FCA authorisation application or looking to maintain compliance with existing rules? For smaller firms or those who do not need our New Product Launchedcomplete FCA Compliance Manual, we have now launched our highly anticipated FCA Starter Policy Template Toolkit. 42 FCA ready policies, tools and checklists to meet the minimum requirements for FCA compliance.

At just £325 (+vat), you will save over £175 when purchasing this starter pack versus the individual template prices, making it affordable for businesses of all scope and size.

View FCA Starter Policy Template Toolkit

Looking for policy templates but don’t need a complete FCA Compliance Manual?

View all of our FCA Products for individual policy templates, FCA checklists and exclusive FCA authorisation toolkits.

Consumer Duty & SMCR Toolkit

Our SMCR Toolkit has now been updated to include the relevant Consumer Duty Principle and Conduct Rule.