This FCA Compliance Manual MCOB & GDPR version has been updated to include the full GDPR & DPA18 requirements, with a large, standalone bundle dedicated to GDPR data protection, with policies, procedures, templates and our exclusive 21-page GDPR Implementation Project Plan. The pack includes over 100 pages of content across 15+ documents covering GDPR Policy & Procedures, GDPR Checklist & Gap Analysis Tool, DPIA documents, Information Audit Templates and more. You can see the full GDPR inclusion by visiting our GDPR Document Set.
This version includes an entire section dedicated to the FCA’s MCOB sourcebook, as well as referencing the MCOB requirements in the relevant templates such as disclosures, promotions and marketing.
UPDATED: includes the new SM&CR requirements, along with COCON, SUP10 & FIT. This is one of the UK’s most comprehensive and relevant FCA Compliance Manuals, covering essential handbook areas such as CONC, SUP, SYSC, PRIN, COBS, COCON, DISP, GEN and much more. Developed and updated by compliance experts, this maunal helps firms to meet the extensive regulatory, legal and contractual compliance requirements applicable to the financial services and consumer credit sectors.
Documents are available as an instant download as soon as payment has been made. Sequential files and names make locating each document easy.
Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.
Our GDPR Bundle and FCA Manual come with extensive guidance, free resources and email support, including our exclusive 21-page GDPR Implementation Project Plan.
Free updates for the first year (i.e. due to updated content where the requirements have changed or where we add a new template to the pack).
Developed by a team with over 18 years regulatory compliance experience in FCA, GDPR, DPA18 & MLR17 compliance.
Suitable for all financial services business types and already used by hundreds of organisations globally including banks, lenders, debt collection, leasing & HP, finance, mortgage brokers and more.
In their Full Authorisation Application Guidance Notes, the FCA reference a firm’s Compliance Manual and provide guidance on some of the documents and procedures that should be included to meet the minimum requirements under the regulatory rules. They also advise that a firm should add to their Compliance Manual any other information or procedures to comply with rules which are applicable to them, as dependent on their business type (e.g. operational, legal, contractual and statutory).
Ready-to-use but fully customisable, our manual is provided using the Microsoft Office Suite, making it easy to implement and maintain. We also provide an extensive guidance document for customising and using the manual, as well as providing free updates for the first year. Used by organisations from a vast array of sectors, including banks, brokers, lenders, debt recovery, debt management, estate agents, mortgage providers, finance firms and many more, you can read more about the manual over on our Compliance Manuals page.