About

Regulatory compliance is our passion!  We are committed to helping organisations’ build and maintain effective compliance programs. Our experienced team have developed more than standard ‘off the shelf’  templates. We understand that policies and procedures need to reflect your business type and processes, which is why all our documents allow for corporate branding and customisation. As we enter our 10th year of trading, more than 7500 businesses already use our policies and controls. Browse our website today to see how Know Your Compliance Limited can help you gain and maintain regulatory compliance.

With more than 20 years knowledge and experience of working in regulated industries, you can trust Know Your Compliance Limited to provide professional, compliant policy templates and procedures. From financial markets and debt collection, through to policy development and risk assessments, our expertise makes us one of the UK’s top compliance template providers. We serve a wide range of sectors and industries and have developed hundreds of straightforward, compliant policies and templates to suit businesses of every shape and size.

We specialise in FCA templates and tools; documents and packages to comply with the Anti Money Laundering regulations and policies and procedures compliant with the UK’s GDPR, PECR and Information Security standards. Our customers come from an arrays of sectors, including accountants, tax advisors, universities and scholls, the NHS and private healthcare, UK government departments, finance and credit, recruitment, charities, banks, estate agents and many more.

Extensive Policy Template Library

We offer a large library of templates for regulatory policies, procedures, checklists, toolkits, manuals and training packages. Utilising Microsoft Office for compatibility and easy customisation, we provide editing and usage guidance with all templates. When paying by credit/debit card, all documents are available to download instantly and come with the first annual update included in the price.

In addition to our vast array of Business Policy Templates, we also specialise in FCA compliance for the financial and consumer credit industries. Providing exclusive policies, procedures and manuals that aid compliance with the FCA Handbook and authorisation requirements. Our industry leading FCA Compliance Manual and policies are used by thousands of FCA regulated organisations to meet and exceed the regulatory requirements.

“If You Think Compliance Is Expensive – Try Non-Compliance!”

Know Your Compliance Limited was founded in 2012 by Catherine Roberts. 20 years knowledge and experience in compliance and regulated industries coupled with a desire to make compliance easier for firms lead to the formation of the company. Those going through the initial FCA authorisation process in 2013/14 finally had a source of templates and guidance to assist in the new financial and consumer credit arena. Adding to the document library over the years has seen us offering market leading policies and toolkits in GDPR, AML, Complaint Handling, Information Security and more.

Over the past 10 years, Know Your Compliance Limited has grown exponentially, incorporating in 2018 and helping over 7500 businesses to meet their compliance needs and obligations. Our documents can help to make your company compliant and give you the resources and tools to ensure ongoing compliance in the future.

We are passionate about what we do and are dedicated to bringing new, innovative and solution based compliance products to the market. Organisations’ just like you have benefitted from our professional policy templates, embedding compliant content and effective procedures into the foundation of their business strategy and processes.

Compliance in your hands

Regulatory Training Packages

In addition to our market leading documents and manuals, we have also created legislation and regulation based training packages that can be delivered in-house by your own staff. Gone are the days of paying for expensive trainers or user based fees. With our packages, you have the tools and guidance to make any staff member your personal trainer and we offer free email guidance to ensure you have the support you need to succeed.

All training packages have been developed by PTLLS qualifed trainers with a high level of expertise in the relevant compliance area. Complete with extensive trainer notes, PowerPoint slides, handouts, test papers and trainee support documents. Our packages come highly recommended and are used by countless UK organisations, including the NHS and High Street names.

Instead of just telling you how you can become compliant, we provide you with the actual documents and tools to hit the ground running. We continually ensure that our products meet the high regulatory standards and expectations required, including compliance with:-

• Financial Conduct Authority (FCA)
• Prudential Regulation Authority (PRA)
• Information Commissioners Office (ICO)
• United Kingdom General Data Protection Regulation (UK GDPR)
• The Money Laundering Regulations
• Joint Money Laundering Steering Group (JMLSG)
• Financial Ombudsman Service (FOS) & Complaint Handling

FCA Templates | GDPR Policy Templates | FCA Compliance Manual | FCA Solutions | AML Policy Templates | FCA Authorisation Templates

Vulnerable Customers Policy Template | TCF Policy Template | Due Diligence Policy Template | Risk Management Templates