About

We Love Compliance!

Some people think that compliance is a boring – but not us! We are passionate about helping firms to build and maintain compliance programs, and we understand that ‘off the shelf’ policy documents need to be customised and integrated without complex inputs and policy development experience.

The team at Know Your Compliance Ltd have over 17 years experience and expertise in regulatory compliance and policy development for a wide range of industries, with thousands of organisations already using and benefitting from our industry leading compliance documents. The many sectors we work with include education, healthcare, government departments, finance and credit, recruitment, charities, banks and many more. From sole traders and SME’s, through to global corporations; our documents will simplify your in-house compliance and make adhering the the regulatory requirements less complex.

We offer a vast array of policies, procedures, checklists, manual and training packages in diverse regulatory areas such as data protection (GDPR), anti-money laundering, risk management, information security and complaint handling. We utilise Microsoft Office for compatibility and offer documents by both instant download and email delivery, along with guidance on customisation and how to maintain compliance.

We also specialise in FCA compliance for the financial and consumer credit industries; offering exclusive policies, procedures and manuals compliant with the FCA Handbook and authorisation requirements. Our industry leading FCA Compliance Manual and policies are used by hundreds of FCA regulated organisations to meet and exceed the regulatory requirements.

“If You Think Compliance Is Expensive – Try Non-Compliance!”

If You Think Compliance Is Expensive - Try Non-ComplianceKnow Your Compliance Ltd was founded in 2013 by Catherine Roberts, who with a wealth of knowledge and experience in compliance and regulated industries and a desire to make compliance easier for firms, built a company that enables compliance and company objectives to sit side by side and work for the benefit of each other.

Over the past 5 years, Know Your Compliance Ltd has grown exponentially, incorporating in 2018 and helping over 3500 businesses to meet their compliance needs and obligations. From data protection and anti-money laundering, through to FCA compliance and information security; our documents can help to make your company compliant and give you the resources and tools to ensure ongoing compliance in the future.

We are passionate about what we do and are dedicated to bringing new, innovative and solution based compliance products to the market so that organisations just like you can benefit from our expertise and embed the compliance ethos into the very foundation of your business strategy and processes.

BE COMPLIANCE AWARE – SPEAK TO ONE OF OUR ADVISERS

Compliance in your hands

In addition to our market leading documents and manuals, we have also created law and regulation based training packages that can be delivered in-house by your own staff. Gone are the days of needing and paying for expensive trainers; with our packages, you have the tools and guidance to make any staff member your personal trainer and our free email support ensures that you have the backup you need to succeed.

All training packages have been developed and designed by PTLLS qualifed trainers with a high level of expertise in the relevant compliance area. Complete with trainer notes, PowerPoint slides, handouts, test papers and trainee support documents; our packages come highly recommended and are used by countless UK organisations, including the NHS and High Street names.

Instead of just telling you how you can become compliant, we provide you with the actual documents and tools to hit the ground running, whilst continually ensuring that our products meet the high regulatory standards and expectations. We are able to help meet the needs and requirements of many sectors, including those who must comply with:-

  • Financial Conduct Authority (FCA)
  • Prudential Regulation Authority (PRA)
  • Information Commissioners Office (ICO)
  • General Data Protection Regulation & The Data Protection Act 2018
  • The Money Laundering Regulations 2017 & 4MLD
  • Joint Money Laundering Steering Group (JMLSG)
  • Financial Ombudsman Service (FOS) & Complaint Handling