About

We Love Compliance!

Some people think that compliance is boring – but not us! We are passionate about helping firms to build and maintain compliance programs. We understand that ‘off the shelf’ policy templates require customisation and so provide documents that you can edit to suit your industry and business needs.

The team at Know Your Compliance Ltd have over 18 years experience and expertise in regulatory compliance and policy development. Serving a wide range of industries and business types, thousands of organisations already use our templates and toolkits. From FCA and Anti-Money Laundering; through to GDPR and Information Security; the sectors we work with include accountants and tax advisors, education, healthcare, government departments, finance and credit, recruitment, charities, banks, estate agents and many more.

We offer a large library of templates for regulatory policies, procedures, checklists, toolkits, manuals and training packages. Utilising Microsoft Office for compatibility and easy customisation, we provide editing and usage guidance with all templates. When paying by credit/debit card, all documents are available to download instantly and come with the first annual update included in the price.

In addition to our vast array of Business Policy Templates, we also specialise in FCA compliance for the financial and consumer credit industries. Providing exclusive policies, procedures and manuals that aid compliance with the FCA Handbook and authorisation requirements. Our industry leading FCA Compliance Manual and policies are used by thousands of FCA regulated organisations to meet and exceed the regulatory requirements.

“If You Think Compliance Is Expensive – Try Non-Compliance!”

If You Think Compliance Is Expensive - Try Non-ComplianceKnow Your Compliance Limited was founded in 2012 by Catherine Roberts. 18 years knowledge and experience in compliance and regulated industries coupled with a desire to make compliance easier for firms lead to the formation of the company. Those going through the initial FCA authorisation process in 2013/14 finally had a source of templates and guidance to assist in the new financial and consumer credit arena. Adding to the document library over the years has seen us offering market leading policies and toolkits in GDPR, AML, Complaint Handling, Information Security and more.

Over the past 9 years, Know Your Compliance Limited has grown exponentially, incorporating in 2018 and helping over 5500 businesses so far to meet their compliance needs and obligations. Our documents can help to make your company compliant and give you the resources and tools to ensure ongoing compliance in the future.

We are passionate about what we do and are dedicated to bringing new, innovative and solution based compliance products to the market. Organisations just like you have benefitted from our professional policy templates, embedding the compliance ethos into the foundation of their business strategy and processes.

BE COMPLIANCE AWARE – SPEAK TO ONE OF OUR ADVISERS

Compliance in your hands

Regulatory Training PackagesRegulatory Training Packages

In addition to our market leading documents and manuals, we have also created legislation and regulation based training packages that can be delivered in-house by your own staff. Gone are the days of paying for expensive trainers or user based fees. With our packages, you have the tools and guidance to make any staff member your personal trainer and we offer free email guidance to ensure you have the support you need to succeed.

All training packages have been developed by PTLLS qualifed trainers with a high level of expertise in the relevant compliance area. Complete with extensive trainer notes, PowerPoint slides, handouts, test papers and trainee support documents. Our packages come highly recommended and are used by countless UK organisations, including the NHS and High Street names.

Instead of just telling you how you can become compliant, we provide you with the actual documents and tools to hit the ground running. We continually ensure that our products meet the high regulatory standards and expectations required, including compliance with:-

  • Financial Conduct Authority (FCA)
  • Prudential Regulation Authority (PRA)
  • Information Commissioners Office (ICO)
  • United Kingdom General Data Protection Regulation (UK GDPR)
  • The Money Laundering Regulations
  • Joint Money Laundering Steering Group (JMLSG)
  • Financial Ombudsman Service (FOS) & Complaint Handling

FCA Templates | GDPR Policy Templates | FCA Compliance Manual | FCA Solutions | AML Policy Templates | FCA Authorisation Templates

Vulnerable Customers Policy Template | TCF Policy Template | Due Diligence Policy Template | Risk Management Templates