About Know Your Compliance Limited

“If You Think Compliance Is Expensive – Try Non-Compliance!”

Regulatory Compliance Templates Know Your Compliance Limited was founded in 2012 by Catherine Roberts. 25+ years knowledge and experience in compliance and regulated industries coupled with a desire to make compliance easier for firms lead to the formation of the company. Those going through the initial FCA authorisation process in 2013/14 finally had a source of templates and guidance to assist in the new financial and consumer credit arena. Adding to the document library over the years has seen us offer market leading policies and toolkits in FCA, GDPR, AML, Complaint Handling, Information Security and more.

Over the past 12 years, Know Your Compliance Limited has grown exponentially. Incorporating in 2018, more than 10,500 businesses meet their compliance needs and obligations with our regulatory compliance policies and templates. Save time and money by using our expertise to gain and maintain a compliant document program.

BE COMPLIANCE AWARE! SPEAK TO US ABOUT YOUR REQUIREMENTS TODAY!

Regulatory compliance is our passion! We are committed to helping firms build, manage and monitor effective policy frameworks for regulatory compliance. Our policy templates and assessment tools offer more than just the standard ‘off the shelf’ documents. We understand that policies and procedures need to reflect your business needs, structure, controls and processes.

Designed to comply with the latest regulatory requirements and equipped with flexible corporate branding and customisation options. Our regulatory policy templates are suitable for a wide range of businesses and industries. With more than 25 years knowledge and experience of policy development in regulated sectors, you can trust Know Your Compliance Limited to provide professional, compliant templates and toolkits.

Join 10,500+ firms who already use our policies and templates to gain and maintain regulatory compliance!

We are experts in financial and credit compliance. Specialising in FCA policy templates and checklist tools. We are the UK’s leading provider of FCA compliance manuals and toolkits and work closely with the FCA Handbook and guidance when developing and updating our documents. We also specialise in other regulatory compliance areas, with unrivalled expertise in the UK’s Money Laundering Regulations (MLR) and Data Protection Act (GDPR). Our customers come from an array of sectors, including accountants, tax advisors, universities, schools, the NHS, private healthcare, UK Government departments, finance and credit, recruitment, charities, banks, estate agents and many more.

Extensive Policy Template Library

Regulatory policy templates We offer an extensive library of regulatory compliance templates. These includes policy templates, gap analysis checklists, compliance manuals, regulatory compliance frameworks, training packages and assessment tools. We use the latest version of Microsoft Office for compatibility and ease of customisation. All templates include extensive usage and customisation guidance.

Benefit from the option to instantly download your regulatory compliance templates after purchase. We also include the first annual update free of charge. There is no need to reinvent the wheel when it comes to regulatory compliance templates. Know Your Compliance Limited are market leaders with 10,500+ business already choosing our templates and toolkits.

Compliance in your hands

Regulatory Training Packages

In addition to our market leading documents and manuals, we have also created legislation and regulation based training packages that can be delivered in-house by your own staff. Gone are the days of paying for expensive trainers or user based fees. With our packages, you have the tools and guidance to make any staff member your personal trainer and we offer free email guidance to ensure you have the support you need to succeed.

All training packages have been developed by PTLLS qualifed trainers with a high level of expertise in the relevant compliance area. Complete with extensive trainer notes, PowerPoint slides, handouts, test papers and trainee support documents. Our packages come highly recommended and are used by countless UK organisations, including the NHS and High Street names.

Instead of just telling you how you can become compliant, we provide you with the actual documents and tools to hit the ground running. We continually ensure that our products meet the high regulatory standards and expectations required, including compliance with:-

Financial Conduct Authority (FCA)
Prudential Regulation Authority (PRA)
Information Commissioners Office (ICO)
United Kingdom General Data Protection Regulation (UK GDPR)
Data Protection Act 2018 (DPA18)
The Money Laundering Regulations (MLR)
Joint Money Laundering Steering Group (JMLSG)
HM Revenue & Customs (HMRC) AML Requirements
Financial Ombudsman Service (FOS) & Complaint Handling

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