We Love Compliance!

Some people think that compliance is a boring topic – but not us! We are passionate about helping firms to build and maintain compliance programs and understand that working documents that can be customised and implemented without policy development experience are essential to businesses of all sizes.

The team at Know Your Compliance Ltd have over 15 years regulatory compliance experience and expertise in policy and procedure development for a wide range of industries and business types. Hundreds of organisations already use our industry leading compliance documents with sectors including education, healthcare, government departments, finance, recruitment, charities and banks. From sole traders and SME’s, through to global corporations; our documents will simplify implementing and maintaining compliance.

Our documents include policies, procedures, checklists and training in data protection (GDPR), anti-money laundering, risk management and complaint handling. We utilise Microsoft Office for compatibility and deliver documents by email after payment is received; along with guidance on customisation and maintaining compliance. We also specialise in FCA compliance for the financial and consumer credit industries; offering exclusive policies, procedures and manuals compliant with the FCA Handbook and authorisation requirements.

Our industry leading FCA Compliance Manual and policies are used by hundreds of FCA regulated organisations to meet and exceed the regulatory requirements.

“If You Think Compliance Is Expensive – Try Non-Compliance!”

If You Think Compliance Is Expensive - Try Non-ComplianceKnow Your Compliance Ltd was founded in 2014 by Catherine Roberts, who with a wealth of knowledge and experience in compliance and regulated industries and a desire to make compliance easier for firms; built a company that enables compliance and company objectives to sit side by side and work for the benefit of each other.

Over the past 4 years, Know Your Compliance has grown exponentially, incorporating in 2018 and helping over 1500 businesses to meet their compliance needs and obligations. From data protection and anti-money laundering, through to FCA compliance and information security; our documents can help to make your company compliant and give you the resources and tools to ensure ongoing compliance in the future.

We are passionate about what we do and are dedicated to bringing new, innovative and solution based compliance products to the market so that organisations just like you can benefit from our expertise and embed the compliance ethos into the very foundation of your business strategy and processes.


What we offer

We also understand that having knowledgeable and confident staff is essential to maintaining compliance, which is why our training package come highly recommended and have all been developed by PTLLS qualifed trainers.

Why spend hundreds of pounds per delegate every year, when you can pay a low, one-off price and train your own staff your way? We are leading the field when it comes to ready-to-use, but fully customisable policies, procedures, checklists, training sessions, compliance manuals and much more.

Instead of just telling you how you can become compliant, we provide you with the actual documents and tools to hit the ground running, whilst continually ensuring that our products meet the high regulatory standards and expectations. We are able to help meet the needs and requirements of many sectors, including those who must comply with:-

  • Financial Conduct Authority (FCA)
  • Prudential Regulation Authority (PRA)
  • Information Commissioners Office (ICO)
  • General Data Protection Regulation & The Data Protection Bill
  • The Money Laundering Regulations 2017
  • Joint Money Laundering Steering Group (JMLSG)
  • Financial Ombudsman Service (FOS) & Complaint Handling