FCA Compliance Solutions | FCA Templates | FCA Policies & Procedures

Know Your Compliance Limited can help with all FCA compliance solutions. Whether you are seeking FCA authorisation through application for the first time, or you are already authorised and need to review or revamp your compliance program. With more than 11,000 organisations using our templates and policy toolkits, we are one of the UK’s leading regulatory policy template providers.

From public bodies, big brand names and high street banks, through to sole traders and SME’s, our customers can be assured of professional, compliant, high quality templates and content. Our 5* testimonials and TrustPilot reviews speak for themselves and with over half our business coming from word of mouth, we must be doing something right!

Applying for FCA Authorisation?

The FCA provide a wealth of application and authorisation guidance on their website, with application notes on what policies and procedures are required when applying.

We provide many of the mandatory requirements as FCA templates that can be fully customised and corporate branded. We understand that no two firms are alike and so their compliance manuals shouldn’t be either!.

View our FCA Policy Templates

FCA Authorisation Application Guidance Notes

Are you are currently going through an Financial Conduct Authority (FCA) authorisation application or considering [...]

30
Oct

Templates for a Compliance Manager

Do you work in a compliance role? If so, it will be part of your [...]

28
Nov

What are the FCA Compliance Arrangements?

If you are applying for FCA authorisation, you will definately have wondered “what are the [...]

17
Nov