FCA Compliance Solutions | FCA Templates | FCA Policies & Procedures

Whether you are seeking FCA authorisation through application for the first time, or you are already authorised and need to review or revamp your compliance program, Know Your Compliance Limited can help. With nearly 6000 organisations using our FCA templates and policy toolkits, we are one of the UK’s leading regulatory policy template providers. 

From public bodies, big brand names and high street banks, through to sole traders and SME’s, our clients can be assured of confidentiality when it comes to their use of our template policies. Unlike many other firms, we are not interested in publishing your name to provide a list of those using our services….we prefer our work to speak for itself and with over 50% of those using us coming from word of mouth, we must be doing something right!

Applying for FCA Authorisation?

The FCA provide a wealth of application and authorisation guidance on their website, with application notes on what policies and procedures are required when applying.

We provide many of the mandatory requirements as FCA templates that can be fully customised and corporate branded. We understand that no two firms are alike and so their compliance manuals shouldn’t be either!.

View our FCA Policy Templates
Sample Policy Template