Risk Management Policy & Assessment Templates

  • 20-Page Risk Management Policy
  • Risk Assessment Procedures
  • Risk Assessment Template (Excel)
  • Fully Customisable
  • Instant Download After Payment

£45.00 (ex vat)

Our Risk Management Policy & Assessment Templates contain a comprehensive risk policy and procedure alongside a template for completing a business-wide risk assessment. The procedures follow the Three Lines of Defence approach and as such are suitable for any industry or business type. Accelerate the identification, assessment and mitigation of your business risks and benefit from a standardised approach to risk management.

NOTE: This is a template pack for a business-wide risk policy & risk assessment. If you are looking to complete an Anti Money Laundering risk assessment, please see our AML Risk Assessment Template.

About the Risk Management Policy & Assessment Templates

Analysing the risks associated with your organisation is an essential part of your Know Your Compliance Templatescompliance program. Risk management policies, procedures and controls must be effective and fit for purpose. The templates in this pack set out the risk assessment stages and provide working procedures for completing a company-wide risk assessment.

The assessment template allows you to quickly identify the main risks to your business and customers. We have also provided a risk matrix scoring system for assessing and measuring the importance, impact and likelihood of the risk.

Key template details…

  • Provides a documented framework for your approach to risk management with a 20-page customisable policy and procedure document
  • Follows the recognised three lines of defence approach which provides internal structure and controls for risk management
  • The ready to use, but customisable templates allow you to document how you will mitigate the risks through corrective actions, controls and operational measures
  • Includes detailed examples of how to identify, record and monitor the risks in your business
  • Developed by a team with 20+ years experience of developing regulatory policies within the financial and consumer credit industries

Affordability & Creditworthiness Policy Template IconRisk-Based Approach

Identify risks from the outset so that you can take proportionate action to mitigate and monitor them.

Affordability & Creditworthiness Policy Template IconInstant Download

Get access to your documents straight away and download immediately after paying for your order.

Affordability & Creditworthiness Policy Template IconRate Your Risks

Our exclusive risk matrix allows you to score the impact and likelihood of each risk to ensure effective monitoring.

Affordability & Creditworthiness Policy Template IconEasy to Integrate

Our templates are easy to use and integrate into your existing compliance document framework.

A Name You Can Trust

Market Leading ComplianceThe team at Know Your Compliance Limited have been developing regulatory templates for 20+ years. With 6000+ organisations using our documents, we are market leaders when it comes to compliance templates.

Cost Effective Compliance

Cost Effective ComplianceOur customers range from multi-national organisations and public bodies, through to sole traders. We keep our prices low so that our products are affordable for everyone. Quality you can trust at prices you can afford!

WHY CHOOSE US?

  • Our templates & toolkits are used by 6000+ organisations
  • Market leading business documents & policies
  • Customisable, easy to use formats
  • Affordable and cost effective
  • Developed by experts
  • Compliant, professional content
  • Frequently updated and reviewed
  • Suitable for all business types
  • Support and help when you need it most

Customisable and available for instant download after payment. Includes:

  • Template Customisation Guidance
  • 20-Page Risk Management Policy & Procedures Template
  • Risk Assessment Template (Excel)
  • Risk Assessment Template (Word)
  • Risk Register Template
  • Corrective Action Plan Template
  • Policy Statement
  • Purpose & Scope
  • What is Risk?
  • Objectives
  • Data Protection Risks
  • Money Laundering Risks
  • Approach to Risk Management
  • Communication & Consultation
  • Response to Risk
  • First Line Procedures
  • Identify the Risk
  • Assess & Analyse the Risk
  • Risk Rating Matrix
  • Manage the Risk
  • Risk Corrective Actions
  • Risk Register
  • Second Line Procedures
  • Review & Monitor the Risks
  • Third Line Procedures
  • Audits
  • Reverse Stress Testing
  • Documenting Risk Assessments
  • Risk Reporting
  • Responsibilities

Frequently Asked Questions...

Can The Documents be Customised?

All toolkit templates and training materials have been developed using the latest version of Microsoft Office. Word, Excel and Poweroint are universally compatible with a large number of document editing software, including OpenOffice and GoogleDocs.

All templates and training materials can be corporate branded and are fully customisable. The documents also come with detailed guidance on how to use Microsoft Office to edit the templates and insert your own content where applicable.

What Format are the Documents in?

All documents and materials in the been developed using the latest version of Microsoft Office. The document toolkit uses Word for the policy templates, with some of the checklists and registers being in an Excel format. All templates are fully customisable with detailed guidance on editing.

Are the Documents Suitable for my Business?

Our templates are suitable for any industry and business type and we have hundreds of different sectirs using our policies and toolkits. The content in our templates has been developed using the relevant standards, regulations and legislation. We utilise the latest and most up-to-date guidance to supplement the policies and procedures. 

We encourage you to customise the content to suit your sector and obligations and provide guidance where you are required to add your own content. However, much of the content in our templates is also ready-to-use in accordance with the generic requirements in each area.

Are the Templates an 'Off the Shelf' Solution?

Every business is different and compliance documents need to reflect that. Whilst our templates and toolkits go a long way toward making you compliant, many of our documents do require some customisation to ensure that they are relevant to you. Our templates provide a strong foundation on which to build your compliance framework. Our extensive template content coupled with your customisations will ensure that you are compliant with the relevant legislation, codes of conduct, standards or regulations

It is important that each policy and procedure accurately reflects exactly what your business does and how it does it. The level of customisation required for each document will depend upon factors such as your size, scope and current compliance program. However, we are always on hand to answer any questions you may have and provide unlimited email support.

How Can I Access My Order?

All materials and templates are available to download immediately after purchase via the website. Once you have completed your payment online, you will be redirected to our order page where you can download your ordered document(s). We also send you an automated confirmation email which contains a copy of your download link.

If you have chosen to make payment by BACS, your order will be placved on hold until we have confirmed receipt of your payment. Once your payment has been verified, we will process your order and send you an automated confirmation email which contains your download link. Our Accounts Team will email you a copy of your VAT receipt after the order has been processed.

Please ensure that you add our email address to your contacts lists and that your email server accepts incoming download links.

Why Should I Buy From Know Your Compliance Limited

At Know Your Compliance Limited we are passionate about regulatory compliance! Our team has over 20 years experience and expertise in regulatory compliance and policy development. Serving a wide range of industries and business types, over 6000 organisations already use our templates and toolkits. We have delivered professional, compliant templates to hundreds of industries; including accountants, tax advisors, education and healthcare sectors, the NHS, Government departments, finance and credit, recruitment, charities, banks, estate agents and thousands of SME’s and sole traders.many more.

We offer a large library of templates for regulatory policies, procedures, checklists, toolkits, manuals and training packages. Utilising Microsoft Office for compatibility and easy customisation, we provide editing and usage guidance with all templates. When paying by credit/debit card, all documents are available to download instantly and come with the first annual update included in the price.

Do You Offer Refunds?

As our materials, packages and templates are downloaded digitally, they cannot be physically returned once purchased. For this reason we do not offer any refunds, however we do provide extensive information about each product on the relevant product page so that you know what you are getting before you buy. Please refer to our Terms and Conditions for further information.

If you have any questions about our templates, toolkits or training materials before or after purchase, please contact us at info@knowyourcompliance.com and we will be only too happy to assist you.

About the Risk Management Policy & Assessment Templates

Analysing the risks associated with your organisation is an essential part of your compliance program. Risk management policies, procedures and controls must be effective and fit for purpose. The templates in this pack set out the risk assessment stages and provide working procedures for completing a company-wide risk assessment.

The assessment template allows you to quickly identify the main risks to your business and customers. We have also provided a risk matrix scoring system for assessing and measuring the importance, impact and likelihood of the risk.

Key template details…

  • Provides a documented framework for your approach to risk management with a 20-page customisable policy and procedure document
  • Follows the recognised three lines of defence approach which provides internal structure and controls for risk management
  • Use the procedures and assessment template to identify and assess vulnerabilities and use the effective processes to manage and monitor your risks
  • The ready to use, but customisable templates allow you to document how you will mitigate the risks through corrective actions, controls and operational measures
  • Includes detailed examples of how to identify, record and monitor the risks in your business

Customisable and available for instant download. Includes:

  • Template Customisation Guidance
  • 20-Page Risk Management Policy & Procedures Template
  • Risk Assessment Template (Excel)
  • Risk Assessment Template (Word)
  • Risk Register Template
  • Corrective Action Plan Template
View Policy Sections
  • Policy Statement
  • Purpose & Scope
  • What is Risk?
  • Objectives
  • Data Protection Risks
  • Money Laundering Risks
  • Approach to Risk Management
  • Communication & Consultation
  • Response to Risk
  • First Line Procedures
  • Identify the Risk
  • Assess & Analyse the Risk
  • Risk Rating Matrix
  • Manage the Risk
  • Risk Corrective Actions
  • Risk Register
  • Second Line Procedures
  • Review & Monitor the Risks
  • Third Line Procedures
  • Audits
  • Reverse Stress Testing
  • Documenting Risk Assessments
  • Risk Reporting
  • Responsibilities

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