Risk Management Policy & Procedure

Our Risk Management Policy & Procedure is fully customisable and follows the Three Lines of Defence approach for a complete risk assessment program. It includes templates for a policy, procedure, risk matrix and register and is available to download instantly after payment.

£45.00 (ex vat)

Risk Management Policy & Procedure

Analysing the risks associated with your organisation is a fundamental and often mandatory part of your compliance program, with the policy and procedures needing to be robust, effective and professional. Whether you are enhancing your existing risk management program, or developing it from scratch; our templates will help.

Enabling the identification, assessment and mitigation of any risk associated with your organisation, our prisk policy template is extensive and alreayd used by hundreds of businesses from a broad range of industries. Those regulated by the FCA are expected to demonstrate a defined set of documents in this area, evidencing your approach to risk and any associated breaches and reporting.

Templates in the Risk Management Policy Set

  • Risk Management Policy & Procedures
  • Risk Matrix Template
  • Risk Register
  • Mitigating Actions Template
  • Corrective Action Plan Template

Areas Covered in the Policy Set

  • Statement, Purpose & Scope
  • Objectives
  • Approach to Risk Management
  • Identify, Assess & Respond
  • Individual Risk; Corporate Risk & Compliance Risk
  • Red/Amber/Green Risk Rating Matrix
  • Managing & Mitigating Risks
  • Second & Third Line Procedures
  • Responsibilities
Sample UK GDPR Policy

Why use our templates?

Every business in the UK requires some level of compliance program, including policies, procedures and documents that set out their intent, objectives, obligations and responsibilities.

Know Your Compliance Limited are experts when it comes to developing compliance policies and regulatory procedures, so why reinvent the wheel?

Our professional, market leading policy templates and toolkits are already used by thousands of organisations across the UK who have benefitted from ready-to-use, but fully customisable policy content and formats.

Documents & VAT invoice are available as an instant download as soon as payment has been made via the website or confirmation email.

Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.

Our templates come with extensive guidance and free email support for editing and formating the content, as well as corporate branding.

Free annual update for the first year, providing revisions or new documents in an easy to add format (where applicable).

Developed by a team with over 18 years regulatory compliance experience and expertise in policy development.

Suitable for all business types & industries with thousands of existing clients, from global corproations and public authorities, through to SME’s and sole traders.

Risk Management goes hand in hand with the policies and measures required for Anti-Money Laundering and preventing terrorist financing. Whether you are obligated under the FCA or have general business obligations to carry out risk assessments, our Anti Money Laundering Toolkit comes with our Risk Management Policy & Procedure templates included, alonside extensive AML and due diligence policies and templates.

Compare Our AML Document Toolkits & Policy Packs