Due Diligence Policy Templates Toolkit
Our extensive Due Diligence Policy Set provides easy to use, customisable policies, questionnaires and a checklist for a complete Know Your Customer (KYC) approach. Most firms have legal, regulatory or contractual obligations to perform due diligence on customers, suppliers and employees and our comprehensive policy templates provide compliant, robust content and controls. Suitable for any industry with due diligence obigations, including those obligated under the Money Laundering Regulations.
For firms regulated by the FCA, our extensive due diligence template pack also enables you to comply with the FCA’s mandatory due diligence requirements, as well as those under the financial crime sourcebook.
Templates in the Due Diligence Policy Set
- Due Diligence Policy
- Due Diligence Questionnaire (individual)
- Due Diligence Questionnaire (business)
- Due Diligence Questionnaire (supplier)
- Due Diligence Questionnaire (employee)
- Checklist for Due Diligence Audits
Areas Covered in the Policy Set
- Standard & Enhanced Due Diligence (EDD)
- Identity Verification & Background Checks
- Know Your Customer (KYC) Controls
- Ousourcing & Suppliers
- Employee Screening
- Reporting & Registers
Why use our templates?
Every business in the UK requires some level of compliance program, including policies, procedures and documents that set out their intent, objectives, obligations and responsibilities.
Know Your Compliance Limited are experts when it comes to developing compliance policies and regulatory procedures, so why reinvent the wheel?
Our professional, market leading policy templates and toolkits are already used by thousands of organisations across the UK who have benefitted from ready-to-use, but fully customisable policy content and formats.
Documents & VAT invoice are available as an instant download as soon as payment has been made via the website or confirmation email.
Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.
Our templates come with extensive guidance and free email support for editing and formating the content, as well as corporate branding.
Free annual update for the first year, providing revisions or new documents in an easy to add format (where applicable).
Developed by a team with over 18 years regulatory compliance experience and expertise in policy development.
Suitable for all business types & industries with thousands of existing clients, from global corproations and public authorities, through to SME’s and sole traders.
Due Diligence goes hand in hand with the policies and measures required for Anti-Money Laundering and preventing terrorist financing. Whether you are obligated under the FCA, HMRC, Gambling Commission or an alternate professional body; our Anti Money Laundering Toolkit comes with our due diligence set included, alonside extensive AML and risk management templates.Compare Our AML Document Toolkits & Policy Packs