SM&CR Document

Our newest document set provides policies and content for the FCA’s Senior Management & Certification Regime (SM&CR), designed to reduce harm to consumers and strengthen market integrity. Download instantly after purchase.

£65.00 (ex vat)

SKU: POL034 Categories: ,

The newest addition to our document sets covers the new FCA handbook rules for SUP10, COCON, SYSC24-27 & FIT, and provides working content, policies and the FCA’s SoR form template for managing and complying with the Senior Management & Certification Regime (SM&CR). Covering the fitness and proper assessment criteria, Senior Managment Functions (SMF), Prescribed Responsibilities, Significant Functions, Individual & Senior Management Conduct Rules and much more.

The pack now includes our unique Management Responsibilities Map template and templates for carrying out due diligence checks against those appointed to an SMF role, along with an induction checklist for your SMF appointed employees.

Documents are available as an instant download as soon as payment has been made. The content comes in one document set for ease of use.

Documents come in a Microsoft Office format and are fully customisable. You can edit all text, add content, remove sections and change the layout to suit your needs.

Our SM&CR Document Set comes with guidance for editing the content, adding/removing sections and making simple customisations and corporate branding changes.

Free annual updates, providing revisions or new documents in an easy to add format and keeping your documents up-to-date and compliant.

Developed by a team with over 15 years regulatory compliance experience and FCA expertise.

Suitable for all FCA authorised business types and covering the core, enhanced and limited SMCR tiers.