Conflict of Interest Policy Template

  • Define Your Conflicts Strategy
  • Includes a COI Register
  • Easy to Use & Customise
  • Instant Download After Payment
  • Developed by Experts

£20.00 (ex vat)

Our Conflict of Interest Policy Template is suitable for any business type and helps you to document how conflicts are managed and recorded within your business. This customisable policy template is easy to use and can quickly be integrated into your document program. Defining how you manage conflicts within your business is often a legal requirement and ensures the safety and protection of employees and clients.

Benefit from simple document integration with our easy to use, customisable policy template. Demonstrate compliance with effective business standards without starting from scratch.

About the Conflict of Interest Policy Template

A conflict of interest is defined as an action or relationship that may impair the ability to make an objective and/or fair decision. This conflict can arise from the impairment of an individual employee or as a business activity. For those in the financial industry, having a compliant Conflict of Interest Policy is a regulatory requirement. The FCA advise that “you should have a formal conflicts of interest policy in place setting out clearly how you propose to reduce any conflicts you identify.”

Use this comprehensive template to identify, mitigate and manage any conflicts of interest within your business. The content allows you to define your strategy and ensure that all conflicts are handled in a fair and transparent manner.

  • Mitigate the risks and factors causing a conflict through predefined measures and controls.
  • Ensure that clients are provided with all the necessary information to make an informed decision.
  • For those authorised by the FCA, comply with the SYSC 10 requirements and Principle 8 obligations.
  • Effectively identify and manage conflicts of interest between employees, your business and clients.
  • Developed by experts so that you can rely on the content and spend your time doing what you do best!

Affordability & Creditworthiness Policy Template IconAssess the Risks

Quickly identify any conflicts of interest within your business by using the procedures in this template.

Affordability & Creditworthiness Policy Template IconGuide Your Staff

An effective policy on conflicts of interest supports and guides your employees on their legal obligations.

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Market Leading ComplianceOur team have been developing regulatory templates for 20+ years. We are one of the UK’s leading compliance template providers, with our compliant, professional documents being trusted by thousands of businesses.

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Cost Effective ComplianceOur customers range from multi-national organisations and public bodies, through to sole traders. We keep our prices low so that our products are affordable for everyone. Quality you can trust at prices you can afford!

WHY CHOOSE US?

  • Our templates & toolkits are used by 6000+ organisations
  • Market leading documents & policies
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  • Affordable and cost effective
  • Developed by experts
  • Compliant, professional content
  • Suitable for all business types
  • Support when you need it most

Customisable and available for instant download after payment. Includes:

  • Template Customisation Guidance
  • 10-page Conflict of Interest Policy Template
  • Conflicts of Interest Register
  • Policy Statement
  • Purpose & Scope
  • Objectives
  • Types of Conflict
  • Measures & Procedures
  • Information Barriers
  • Seperate Supervision
  • Remuneration
  • Disclosure
  • Removal of Duty
  • Record Keeping
  • Responsibilities

Frequently Asked Questions...

Can The Documents be Customised?

All toolkit templates and training materials have been developed using the latest version of Microsoft Office. Word, Excel and Poweroint are universally compatible with a large number of document editing software, including OpenOffice and GoogleDocs.

All templates and training materials can be corporate branded and are fully customisable. The documents also come with detailed guidance on how to use Microsoft Office to edit the templates and insert your own content where applicable.

What Format are the Documents in?

All documents and materials in the been developed using the latest version of Microsoft Office. The document toolkit uses Word for the policy templates, with some of the checklists and registers being in an Excel format. All templates are fully customisable with detailed guidance on editing.

Are the Documents Suitable for my Business?

Our templates are suitable for any industry and business type and we have hundreds of different sectirs using our policies and toolkits. The content in our templates has been developed using the relevant standards, regulations and legislation. We utilise the latest and most up-to-date guidance to supplement the policies and procedures.

We encourage you to customise the content to suit your sector and obligations and provide guidance where you are required to add your own content. However, much of the content in our templates is also ready-to-use in accordance with the generic requirements in each area.

Are the Templates an 'Off the Shelf' Solution?

Every business is different and compliance documents need to reflect that. Whilst our templates and toolkits go a long way toward making you compliant, many of our documents do require some customisation to ensure that they are relevant to you. Our templates provide a strong foundation on which to build your compliance framework. Our extensive template content coupled with your customisations will ensure that you are compliant with the relevant legislation, codes of conduct, standards or regulations

It is important that each policy and procedure accurately reflects exactly what your business does and how it does it. The level of customisation required for each document will depend upon factors such as your size, scope and current compliance program. However, we are always on hand to answer any questions you may have and provide unlimited email support.

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All materials and templates are available to download immediately after purchase via the website. Once you have completed your payment online, you will be redirected to our order page where you can download your ordered document(s). We also send you an automated confirmation email which contains a copy of your download link.

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Why Should I Buy From Know Your Compliance Limited

At Know Your Compliance Limited we are passionate about regulatory compliance! Our team has over 20 years experience and expertise in regulatory compliance and policy development. Serving a wide range of industries and business types, over 6000 organisations already use our templates and toolkits. We have delivered professional, compliant templates to hundreds of industries; including accountants, tax advisors, education and healthcare sectors, the NHS, Government departments, finance and credit, recruitment, charities, banks, estate agents and thousands of SME’s and sole traders.many more.

We offer a large library of templates for regulatory policies, procedures, checklists, toolkits, manuals and training packages. Utilising Microsoft Office for compatibility and easy customisation, we provide editing and usage guidance with all templates. When paying by credit/debit card, all documents are available to download instantly and come with the first annual update included in the price.

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As our materials, packages and templates are downloaded digitally, they cannot be physically returned once purchased. For this reason we do not offer any refunds, however we do provide extensive information about each product on the relevant product page so that you know what you are getting before you buy. Please refer to our Terms and Conditions for further information.

If you have any questions about our templates, toolkits or training materials before or after purchase, please contact us at info@knowyourcompliance.com and we will be only too happy to assist you.

About the Conflict of Interest Policy Template

A conflict of interest is defined as an action or relationship that may impair the ability to make an objective and/or fair decision. This conflict can arise from the impairment of an individual employee or as a business activity. For those in the financial industry, having a compliant Conflict of Interest Policy is a regulatory requirement. The FCA advise that “you should have a formal conflicts of interest policy in place setting out clearly how you propose to reduce any conflicts you identify.”

Use this compliant template to identify, mitigate and manage any conflicts of interest within your business. The content allows you to define your strategy and ensure that all conflicts are handled in a fair and transparent manner.

  • Mitigate the risks and factors causing a conflict through predefined measures and controls.
  • Ensure that clients are provided with all the necessary information to make an informed decision.
  • For those authorised by the FCA, comply with the SYSC 10 requirements and Principle 8 obligations.
  • Effectively identify and manage conflicts of interest between employees, your business and clients.
  • Developed by experts so that you can rely on the content and spend your time doing what you do best!

Customisable and available for instant download after payment. Includes:

  • Template Customisation Guidance
  • 10-page Conflict of Interest Policy Template
  • Conflicts of Interest Register

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