Our Conflict of Interest Policy Template is suitable for any business type and helps you to document how conflicts are managed and recorded within your business. This customisable policy template is easy to use and can quickly be integrated into your document program. Defining how you manage conflicts within your business is often a legal requirement and ensures the safety and protection of employees and clients.
Benefit from simple document integration with our easy to use, customisable policy template. Demonstrate compliance with effective business standards without starting from scratch.
About the Conflict of Interest Policy Template
A conflict of interest is defined as an action or relationship that may impair the ability to make an objective and/or fair decision. This conflict can arise from the impairment of an individual employee or as a business activity. For those in the financial industry, having a compliant Conflict of Interest Policy is a regulatory requirement. The FCA advise that “you should have a formal conflicts of interest policy in place setting out clearly how you propose to reduce any conflicts you identify.”
Use this compliant template to identify, mitigate and manage any conflicts of interest within your business. The content allows you to define your strategy and ensure that all conflicts are handled in a fair and transparent manner.
- Mitigate the risks and factors causing a conflict through predefined measures and controls.
- Ensure that clients are provided with all the necessary information to make an informed decision.
- For those authorised by the FCA, comply with the SYSC 10 requirements and Principle 8 obligations.
- Effectively identify and manage conflicts of interest between employees, your business and clients.
- Developed by experts so that you can rely on the content and spend your time doing what you do best!
Customisable and available for instant download after payment. Includes:
- Template Customisation Guidance
- 10-page Conflict of Interest Policy Template
- Conflicts of Interest Register