Our exclusive Client Onboarding Questionnaire & Risk Assessment includes 2 templates for individual clients and corporate clients. The comprehensive questionnaires allow you to gather all the mandatory information about new clients and to risk assess them for enhanced due diligence. Essential for any business to perform adequate Know Your Customer controls and a legal requirement for those with obligations under the Money Laundering Regulations.
Due Diligence Toolkit: If you also need a Due Diligence Policy and due diligence questionnaires for suppliers and employees in addition to these templates, view our Due Diligence & Client Risk Toolkit for just £65 (+vat).
About the Client Onboarding Questionnaires & Risk Assessment
If you have obligations under the Money Laundering Regulations, you have a legal obligation to perform due diligence on new and existing clients. Gathering adequate and appropriate information and completing background searches takes time and it is essential to get it right the first time. Our Client Onboarding Questionnaires & Risk Assessment cover both individiual and corporate clients and enable you to complete the mandatory Know Your Customer requirements quickly and easily.
- Suitable for any industry and includes 2 x client onboarding questionnaires to use with individual and corporate clients.
- Includes risk assessment questions to identify high-risk clients and comply with the Money Laundering Regulations.
- Additional enhanced due diligence assessment criteria for high-risk clients or those that may pose additional risks to your business.
- Complies with the HMRC and FCA requirements to carry out new client due diligence and risk assessments.
Customisable and available for instant download after payment. Includes:
- Template Customisation Guidance
- 17-page Client (Individual) Due Diligence Questionnaire
- 10-page Client (Corporate) Due Diligence Questionnaire
Client Questionnaire:
- Company/Personal Details
- Country Risk Status
- Company Structure
- Company Formation & Size
- Employment/Occupation
- Financial & Business Information
- Insurance & Certification
- Company Verification List
- Director/Owner Details
- Identity Verification List
- Background Searches & Checks
- Nature of Business Relationship
- Beneficial Ownership
- Politically Exposed Persons (PEP)
- PSC Register Check
- Adverse Media Check
Risk Assessment & EDD section:
- 20+ Question Client Risk Assessment
- High-Risk Status Check
- Enhanced Due Diligence Criteria
- Additional Evidence for EDD
- Money Laundering Regulations & Supervisory Authority Requirements for Enhanced Due Diligence
- Benefical Owner and PEP Verification