Client Onboarding Questionnaire & Risk Assessment

  • Individual & Corporate Clients
  • Comprehensive Onboarding Questionaires
  • Client Risk Assessment
  • Suitable for All Business Types
  • Instant Download After Payment

£25.00 (ex vat)

Our exclusive Client Onboarding Questionnaire & Risk Assessment includes 2 templates for individual clients and corporate clients. The comprehensive questionnaires allow you to gather all the mandatory information about new clients and to risk assess them for enhanced due diligence. Essential for any business to perform adequate Know Your Customer controls and a legal requirement for those with obligations under the Money Laundering Regulations.

Due Diligence Toolkit: If you also need a Due Diligence Policy and due diligence questionnaires for suppliers and employees in addition to these templates, view our Due Diligence & Client Risk Toolkit for just £65 (+vat).

About the Client Onboarding Questionnaires & Risk Assessment

Know Your Compliance TemplatesIf you have obligations under the Money Laundering Regulations, you have a legal obligation to perform due diligence on new and existing clients. Gathering adequate and appropriate information and completing background searches takes time and it is essential to get it right the first time.

Our Client Onboarding Questionnaires & Risk Assessment cover both individiual and corporate clients and enable you to complete the mandatory Know Your Customer requirements quickly and easily.

  • Suitable for any industry and includes 2 x client onboarding questionnaires to use with individual and corporate clients.
  • Includes risk assessment questions to identify high-risk clients and comply with the Money Laundering Regulations.
  • Additional enhanced due diligence assessment criteria for high-risk clients or those that may pose additional risks to your business.
  • Complies with the HMRC and FCA requirements to carry out new client due diligence and risk assessments.

Affordability & Creditworthiness Policy Template IconManage the Risks

Includes comprehensive risk assessment questions about your clients to identify if they are high-risk and subject to EDD.

Affordability & Creditworthiness Policy Template IconCustomise & Comply

Our onboarding questionnaires are ready to use and customisable with mandatory due diligence criteria.

A Name You Can Trust

Market Leading ComplianceOur team have been developing regulatory templates for 20+ years. We are one of the UK’s leading compliance template providers, with our compliant, professional documents being trusted by thousands of businesses.

Cost Effective Compliance

Cost Effective ComplianceOur customers range from multi-national organisations and public bodies, through to sole traders. We keep our prices low so that our products are affordable for everyone. Quality you can trust at prices you can afford!

WHY CHOOSE US?

  • Our templates & toolkits are used by 6000+ organisations
  • Market leading documents & policies
  • Customisable, easy to use formats
  • Affordable and cost effective
  • Developed by experts
  • Compliant, professional content
  • Suitable for all business types
  • Support when you need it most

Customisable and available for instant download after payment. Includes:

  • Template Customisation Guidance
  • 17-page Client (Individual) Due Diligence Questionnaire
  • 10-page Client (Corporate) Due Diligence Questionnaire

Corporate Client Questionnaire:

  • Company Details
  • Country Risk Status
  • Company Structure
  • Company Formation & Size
  • Financial & Business Information
  • Insurance & Certification
  • Company Verification List
  • Director/Owner Details
  • Identity Verification List
  • Background Searches & Checks
  • Nature of Business Relationship
  • Beneficial Ownership
  • Politically Exposed Persons (PEP)
  • PSC Register Check
  • Adverse Media Check

Individual Client Questionnaire:

  • Personal Details
  • Address Details
  • Verification Evidence List
  • High-Risk Country Check
  • Employment/Occupation Details
  • Background Searches & Checks
  • Nature of Business Relationship
  • Politically Exposed Persons (PEP)

Risk Assessment & EDD section:

  • 20+ Question Client Risk Assessment
  • High-Risk Status Check
  • Enhanced Due Diligence Criteria
  • Additional Evidence for EDD
  • Money Laundering Regulations & Supervisory Authority Requirements for Enhanced Due Diligence
  • Benefical Owner and PEP Verification

Frequently Asked Questions...

Can The Documents be Customised?

All toolkit templates and training materials have been developed using the latest version of Microsoft Office. Word, Excel and Poweroint are universally compatible with a large number of document editing software, including OpenOffice and GoogleDocs.

All templates and training materials can be corporate branded and are fully customisable. The documents also come with detailed guidance on how to use Microsoft Office to edit the templates and insert your own content where applicable.

What Format are the Documents in?

All documents and materials in the been developed using the latest version of Microsoft Office. The document toolkit uses Word for the policy templates, with some of the checklists and registers being in an Excel format. All templates are fully customisable with detailed guidance on editing.

Are the Documents Suitable for my Business?

Our templates are suitable for any industry and business type and we have hundreds of different sectirs using our policies and toolkits. The content in our templates has been developed using the relevant standards, regulations and legislation. We utilise the latest and most up-to-date guidance to supplement the policies and procedures.

We encourage you to customise the content to suit your sector and obligations and provide guidance where you are required to add your own content. However, much of the content in our templates is also ready-to-use in accordance with the generic requirements in each area.

Are the Templates an 'Off the Shelf' Solution?

Every business is different and compliance documents need to reflect that. Whilst our templates and toolkits go a long way toward making you compliant, many of our documents do require some customisation to ensure that they are relevant to you. Our templates provide a strong foundation on which to build your compliance framework. Our extensive template content coupled with your customisations will ensure that you are compliant with the relevant legislation, codes of conduct, standards or regulations

It is important that each policy and procedure accurately reflects exactly what your business does and how it does it. The level of customisation required for each document will depend upon factors such as your size, scope and current compliance program. However, we are always on hand to answer any questions you may have and provide unlimited email support.

How Can I Access My Order?

All materials and templates are available to download immediately after purchase via the website. Once you have completed your payment online, you will be redirected to our order page where you can download your ordered document(s). We also send you an automated confirmation email which contains a copy of your download link.

If you have chosen to make payment by BACS, your order will be placved on hold until we have confirmed receipt of your payment. Once your payment has been verified, we will process your order and send you an automated confirmation email which contains your download link. Our Accounts Team will email you a copy of your VAT receipt after the order has been processed.

Please ensure that you add our email address to your contacts lists and that your email server accepts incoming download links.

Why Should I Buy From Know Your Compliance Limited

At Know Your Compliance Limited we are passionate about regulatory compliance! Our team has over 20 years experience and expertise in regulatory compliance and policy development. Serving a wide range of industries and business types, over 6000 organisations already use our templates and toolkits. We have delivered professional, compliant templates to hundreds of industries; including accountants, tax advisors, education and healthcare sectors, the NHS, Government departments, finance and credit, recruitment, charities, banks, estate agents and thousands of SME’s and sole traders.many more.

We offer a large library of templates for regulatory policies, procedures, checklists, toolkits, manuals and training packages. Utilising Microsoft Office for compatibility and easy customisation, we provide editing and usage guidance with all templates. When paying by credit/debit card, all documents are available to download instantly and come with the first annual update included in the price.

Do You Offer Refunds?

As our materials, packages and templates are downloaded digitally, they cannot be physically returned once purchased. For this reason we do not offer any refunds, however we do provide extensive information about each product on the relevant product page so that you know what you are getting before you buy. Please refer to our Terms and Conditions for further information.

If you have any questions about our templates, toolkits or training materials before or after purchase, please contact us at info@knowyourcompliance.com and we will be only too happy to assist you.

About the Client Onboarding Questionnaires & Risk Assessment

If you have obligations under the Money Laundering Regulations, you have a legal obligation to perform due diligence on new and existing clients. Gathering adequate and appropriate information and completing background searches takes time and it is essential to get it right the first time. Our Client Onboarding Questionnaires & Risk Assessment cover both individiual and corporate clients and enable you to complete the mandatory Know Your Customer requirements quickly and easily.

  • Suitable for any industry and includes 2 x client onboarding questionnaires to use with individual and corporate clients.
  • Includes risk assessment questions to identify high-risk clients and comply with the Money Laundering Regulations.
  • Additional enhanced due diligence assessment criteria for high-risk clients or those that may pose additional risks to your business.
  • Complies with the HMRC and FCA requirements to carry out new client due diligence and risk assessments.

Customisable and available for instant download after payment. Includes:

  • Template Customisation Guidance
  • 17-page Client (Individual) Due Diligence Questionnaire
  • 10-page Client (Corporate) Due Diligence Questionnaire
Areas Covered

Client Questionnaire:

  • Company/Personal Details
  • Country Risk Status
  • Company Structure
  • Company Formation & Size
  • Employment/Occupation
  • Financial & Business Information
  • Insurance & Certification
  • Company Verification List
  • Director/Owner Details
  • Identity Verification List
  • Background Searches & Checks
  • Nature of Business Relationship
  • Beneficial Ownership
  • Politically Exposed Persons (PEP)
  • PSC Register Check
  • Adverse Media Check

Risk Assessment & EDD section:

  • 20+ Question Client Risk Assessment
  • High-Risk Status Check
  • Enhanced Due Diligence Criteria
  • Additional Evidence for EDD
  • Money Laundering Regulations & Supervisory Authority Requirements for Enhanced Due Diligence
  • Benefical Owner and PEP Verification

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