Are you looking for FCA authorisation application help? Know Your Compliance Limited offer a unique approach to FCA authorisation support. Registering with the Connect system, setting up your account and completing your online FCA application are all straightforward actions. However, do you have the policies and controls in place to ensure your FCA authorisation application is compliant and successful?
Completing and submitting mandatory regulatory documents such as a regulatory business plan and compliance monitoring programme are much easy when you have high quality templates to start with. We have been providing exclusive FCA templates and policies for more than 10 years and have over 11,000 organisations using our products.
FCA compliance also extends to the supporting modules and sourcebooks published by the regulator. Build upon your existing treating customers fairly framework with our exclusive TCF Guidance Manual and interactive dashboard. Use our professional CASS Resolution Pack templates to comply with the Client Asset’s rules. Ensure Senior Management compliance with our must-have SMCR Template Toolkit.
If you are a Cryptoasset Business, or have obligations under any of the below legislation or regulations, you will need to be authorised and/or registered with the Financial Conduct Authority (FCA).
If you are completing your FCA authorisation application, you will have already have of the mandatory Compliance Monitoring Document Programme.
Know Your Compliance Limited sell an exclusive template for this document that can be used to support your FCA application. It is Excel based, fully customisable and comes included in most of our FCA Toolkits and FCA Compliance Manual as standard.
