Business Policy Templates

4 columns of clipart paper stacks and files.

Know Your Compliance Limited are one of the UK’s leading providers of business policy templates. We are experts in both policy development and the implementation process. Businesses often need a robust framework of policies and procedures. Some of these are specific to the size, scope and sector of the company. However, many are mandatory requirements […]

What is Personal Data?

Quick Guide Series GDPR

Information protected under the UK GDPR is known as ‘personal data’. This quick guide article will explain what that is and give you easy to understand examples. Whether you are a business processing data or an individual whose data is being used, this article is for you! Personal Data Explained Information protected under the UK […]

Data Protection Impact Assessment Example

Screenshot from the DPIA Excel template

If you are looking for a data protection impact assessment example, we have provided a video overview of our bestselling template in this post. A Data Protection Impact Assessment (DPIA) is a tool used to comply with the UK GDPR. It is a risk-based approach that assesses the impact and risks associated with high-risk processing. […]

Who Enforces the GDPR in the UK?

Quick Guide Series GDPR

The UK General Data Protection Regulation (UK GDPR) is enforced in the UK by the Information Commissioner’s Office (ICO). Generally, the ICO are referred to as ‘the commissioner’ in the Regulation and have responsibility for oversight and enforcement of the UK GDPR and UK data protection laws. About the Information Commissioner’s Office The ICO is […]

What is Whistleblowing?

The words rules, standards and policies written on business building blocks

Whistleblowing is the direct action of disclosing or reporting wrongdoing within a company. It occurs when an individual suspects or has become aware that an illegal, unsafe or unethical practice or activity is taking place. The individual then shares this information with another person, authority or regulator. Legally, the act of whistleblowing is known as […]

Where to Buy Business Policy Templates

Ever typed “where to buy business policy templates” into Google? If so, you will have come up with thousands of search results. However, knowing where to buy templates versus which ones are the best are two different questions. If you have used that search term, or something similiar, you will have noticed that Know Your […]

What is a Data Processor Responsible for in the Context of GDPR?

Quick Guide Series GDPR

To understand what a data processor is responsible for under the General Data Protection Regulation (GDPR), it is first important to know what a data processor is. This article is part of our ‘Quick Guide Series’ which offers summaries and bullet point answers to common compliance questions. Are You a Data Processor or Controller? You […]

How To Write a Business Continuity Plan Template

Operational Resilience Framework and Templates

Want to know how to write a business continuity plan template that is effective? Many businesses don’t think such a plan is important – until it is! The procedures you develop for disaster recovery may well save your business one day. Operational Resilience Operational resilience is the ability of a business to identify, control, mitigate, […]

What are the FCA Compliance Arrangements?

Clipart banner with compliance written at the top

If you are applying for FCA authorisation, you will definately have wondered “what are the FCA compliance arrangements?” These are referred to in the application form and supporting authorisation application guidance notes. In their reference to these compliance arrangements, the regulator advises that ‘when assessing your application, they need to be satisfied that you have […]

Do You Intend to Hold Client Money?

Do you intend to hold client money? If you are authorised by the FCA and the answer to this question is yes, read on! Regulated firms holding client money must comply with the rules set out in the Client Assets Sourcebook (CASS). These apply to firms who hold or control client money or safe custody […]