FCA Compliance, General Blog Articles, SMCR Blog Posts

What are the Best Solutions to Ensure SMCR Compliance?

Posted on by Know Your Compliance
Checklist and task progress tracking with building blocks
26
Jan

If you are looking to find what the best solutions to ensure SMCR compliance are, you have come to the right place! This quick guide article will give you an overview of the regime, provide guidance on how to comply with the rules and list the top solutions and tools for compliance. What is the […]

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FCA Compliance, General Blog Articles, SMCR Blog Posts

How to Write an SMF Handover Policy

Posted on by Samantha Harrison
SMF Handover Policy Template
17
Oct

The Senior Managers and Certification Regime (SMCR) Undertsanding how to write an SMF handover policy is just one of the aspects required to comply with the Senior Managers and Certification Regime (SMCR). Most dual and solo-regulated firms are required to comply with the SMCR and COCON rules set out in the FCA Handbook. There are […]

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