What is a Privacy Notice? A privacy notice as a document, form, webpage or pop-up that is provided to individuals at the point their personal information is collected. Where data is obtained indirectly, the notice is provided at the earliest opportunity. A business is obligated to provide a privacy notice to all individuals when their […]
High-Risk Countries Regulations The Money Laundering and Terrorist Financing (High-Risk Countries) (Amendment) Regulations 2024 came into force on 24th January 2024. It makes alterations to Regulation 33(3)(a) of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR). Prior to this date, countries posing a higher risk of money […]
New to FCA authorisation? Just completing your FCA application? Whether you are trying to become authorised by the FCA or you are reviewing your existing FCA compliance framework, our exclusive FCA Application Policy Toolkit is for you. When you read through the FCA guidance notes that accompany the FCA authorisation application, you will see the […]
Know Your Compliance Limited are market leaders in GDPR policy and template development. We have been writing and selling data protection policies and procedures for more than 10 years and supply thousands of customers from hundreds of industries. Our exclusive GDPR Self Assessment Checklist is an Excel based tool that enables a business to assess […]
Anti money laundering policy templates will save you time and money. Understanding and complying with the Money Laundering Regulations (MLR) is a complex and time consuming facet of running a business. Many sectors and industries have obligations under the and are supervised by approved governing bodies. The main Supervisory Authorities for money laundering are HMRC […]
What is an Important Business Service? An important business service is one that if disrupted, could cause potential harm to consumers and/or pose a risk to the stability and integrity of the financial market or system. Completing an Important Business Services Assessment is mandatory for many regulated firms. The identification and documentation of such services […]
This free GDPR information audit template has been developed to comply with the current data protection legislation. Available to download without having to add any contact details. The easy to use Excel template can be fully customised and is suitable for any business type or industry. What is a Data Protection Information Audit? Carrying out […]
Having adequate, effective and compliant policies, procedures and training workshops on what makes a customer vulnerable, how to identify them and how to communicate effectively is not only a mandatory FCA requirement, but also an essential business practice. It is even more important in times of national crisis, such as the current pandemic, to ensure […]
The use of CCTV surveillance “CCTV” requires the user to have certain measures and controls in place. Measures can range from signposting that makes the public aware CCTV is being used; through to having a compliant CCTV policy and checklist. The data obtained through the use of CCTV falls under the data protection legislation. This […]
Why use a Suspicious Activity Report Template? It provides the confidence to know that you are collecting, documenting and submitting the right data, in the right format, to the right governing body. It will also save you time and money buy joining 10,000+ firms who already use our templates! Reporting Suspicious Activities Businesses with obligations […]