How do the Consumer Duty & SMCR tie in together? Know Your Compliance Limited already offer the UK’s leading SMCR Policy Toolkit with over 25 policies, checklists and tools for complying with the Senior Managers & Certification Regime (SMCR). However, the introduction of new regulatory rules and guidance from 31st July 2023 under The Consumer […]
Understand what templates for SMCR conduct rules are required for your business type. Complying with the Senior Managers Regime is mandatory for many solo and dual regulated firms. The FCA have high expectations when it comes to SMCR policies and controls. Complying with and training on the conduct rules is a priority. SMCR Conduct Rules […]