Do you have a compliant Vulnerable Customers Policy Template? The FCA have recently published updated guidance for regulated firms on how to deal with vulnerable customers and gain good outcomes. Publication FG21 provides extensive support and guidane for firms on meeting their vulnerable customer obligations. You can read the full publication on the FCA Website. […]
Whether you are just starting out with your FCA authorisation application, or you are already an authorised firm and are looking to upgrade your existing compliance program, we can help. We not only provide professional, fully customisable FCA templates, but also cover associated compliance areas such as Anti Money Laundering, Data Protection (GDPR), Information Security, […]
Know Your Compliance Limited provides policy templates to over 11,000 organisations across the UK in hundreds of different industries. The Money Laundering Risk Assessment Template is included with our AML Policy Template & MLRO form. Assessing AML risks is a mandatory requirement for those with obligations under the MLR17. It is also compulsory for supervisory […]