FCA Compliance Manuals
Our market leading FCA Compliance Manual is the only one of its kind available for regulated firms and with thousands of organisations already using the manual and our bespoke templates, we come highly recommended for both quality and service.
Whether you are just starting out with your FCA authorisation application, or you are already an authorised firm and are looking to upgrade your existing compliance program, we can help. We not only provide professional, fully customisable FCA templates, but also cover associated compliance areas such as Anti Money Laundering, Data Protection (GDPR), Information Security, Complaint Handling, Risk Management, Due Diligence and more.
Covering FCA areas such as CONC, PRIN, SYSC, SMCR, TCF, Vulnerable Customers, Financial Promotions, Distance Marketing, Arrears & Defaults, Risk Assessments, Financial Crime and much more.
FCA Policy Templates
Our FCA manual comes in the standard version or packaged with our complete GDPR Policy Bundle and with over £2000 worth of templates starting at just £745 (exc vat), you can be sure you are getting a full and comprehensive package.
Hundreds of firms have used our templates and packages to help gain their FCA authorisation and to ensure that they continue complying with the strict rules and requirements year after year.See all FCA Policy Templates