Due Diligence Checklist
Regardless of sector or industry, most firm are required to carry out some form of due diligence to minimise their risks, protect their customers and where applicable, to comply with the Money Laundering Regulations.
Having a compliant and robust due diligence regime includes using a checklist to ensure that the main Know Your Customer controls are being met. Businesses should also have a due diligence policy that outlines their approach to customer checks and verifications, as well as due diligence quesitonnaires for suppliers, customers and employees.
At Know Your Compliance, we have already saved thousands of organisations time and money by providing ready to use, but fully customisable templates. Our Due Diligence Policy Template pack comes with a professional, comprehensive policy template, 4 due diligence questionnaires and a customisable checklist to ensure that they key due diligence areas are being met.
Due Diligence Templates
Whether you are an FCA regulated firm who is required to carry out due diligence to meet the handbook rules; you are supervised by the HMRC under the Money Laundering Regulations or you are contractually required to carry out due diligence, we can help.
Our due diligence templates are fully customisable and provide you with professional, high quality content so that you can spend more of your time in the areas that you excel!See all Due Diligence Templates