UK's Leading FCA Compliance Manual | Know Your Compliance

We supply the UK’s leading FCA Compliance Manual to firms looking to gain or maintain their FCA authorisation application. Updated each year and cover all the mandatory policies, procedures and controls for compliance with the FCA Handbook. The contents of the manual are worth more than £2,500! However, you can get exclusive access to the 260+ page manual and 150+ policies, templates, tools and checklists with a massive discount.

We ensure our FCA Compliance Manual is affordable for regulated firms of all size and scope. The manual and supporting templates have been diligently cross-referenced with the most essential FCA Handbook sections. Including must have compliance and frameworks in areas such as Consumer Duty, Operational Resilience, Senior Management Regime and Financial Crime.

The extensive library of policies contained in the manual pack cover much more than the minimum requirements set by the FCA in their application guidance notes. In addition to focus points such as responsibilities to customers, complaint handling, financial promotions and distance marketing, we also cover the CONC, SYSC, PRIN and GEN handbook requirements and expectations.

Compliance Manuals are not just paperwork or checkbox exercises; they are the rules and requirements of your firm as applied by the regulator/s and so should contain the working procedures and practices that your firm follows and abides by.