AML Policy Template & AML Risk Assessment Template

AML Policy TemplateKnow Your Compliance Limited provide customisable anti money laundering template that are suitable for all business types and industries. From standalone AML policies and AML risk assessments, through to our top-selling AML Document Toolkit. Our templates are easy to integrate into your existing compliance program and are already used by over 6000 organisations. From accountants and estate agents, to banks, schools and the healthcare sector.

Our AML Policy Pack is just £45 (ex vat) and includes a 38-page anti money laundering policy template, AML risk assessment (Excel), suspicious activity reporting procedures, MLRO template and an employee screening assessment. Take a look at our range of AML Products to see how we can help you!

Anti Money Laundering (AML) Policy Templates

What is Financial Crime?

Businesses with obligations under the Money Laundering Regulations have to a duty to identify, mitigate and prevent financial crime within its services and activities.

Financial crime is any kind of criminal conduct relating to money or to financial services or markets, including any offence involving: –

  • Fraud or dishonesty
  • Misconduct in, or misuse of information relating to, a financial market
  • Handling the proceeds of crime
  • The financing of terrorism
Compare our AML Policy and Toolkits

AML Supervisory Authority

Your organisation needs to be monitored by a supervisory authority if the Money Laundering Regulations apply to your business type. Such supervisory authorities include the FCA, HMRC and Gambling Commission who have their own rules for AML compliance in addition to those required under the MLR17. You can read more about your AML supervisory authorities guidelines and requirements by visiting their website. For those with AML obligations under the FCA or HMRC, we have linked to the respective pages below.

https://www.fca.org.uk/firms/financial-crime
https://www.gov.uk/guidance/money-laundering-regulations-who-needs-to-register