About Know Your Compliance Limited

“If You Think Compliance Is Expensive – Try Non-Compliance!”

Regulatory Compliance Templates Know Your Compliance Limited was founded in 2012 and incorporated in 2018. More than 30 years knowledge and experience in compliance and regulated industries, coupled with a desire to make compliance easier lead to the company’s formation. To date, over 11,000 organisations and sole traders have used our policies and templates to build and maintain effective compliance programs and frameworks.

Our templates, policies and checklists are designed to be fully customisable, putting you in the driving seat. Start with professional formats, compliant regulatory requirements and user-friendly content and simply add or remove content to suite your business type. We have put in the hard work so that you can focus on what you do best!

We provide a one-stop-shop for those going through the FCA authorisation process who are in need of mandatory compliance policies and procedures. Our extensive library has grown over the years to include templates and toolkits for GDPR, AML, Complaint Handling, Information Security, Due Diligence and more. As one of the UK’s market leaders in regulatory compliance policy templates, Know Your Compliance Limited has been at the forefront of policy development for over 13 years.

Visit our testimonial page to see our 5* reviews and customer comments, which further demonstrate our top position in the regulatory template industry. Our extensive document portfolio can be navigated based on the compliance area you are looking for or by product type.

BE COMPLIANCE AWARE! SPEAK TO US ABOUT YOUR REQUIREMENTS TODAY!

Regulatory compliance is our passion! We are committed to helping firms’ build, manage and monitor effective frameworks for regulatory compliance. Our policy templates and assessment tools offer much more than just ‘off the shelf’ documents. We understand that policies and procedures need to reflect your business needs and organisation values.

Designed to comply with the latest regulatory requirements, we continiously review, revise and update our documents to enusre they are current and compliant. Our regulatory policy templates are suitable for a wide range of businesses and industries. With more than 30 years knowledge and experience of policy development in regulated sectors, you can trust Know Your Compliance Limited to provide professional, compliant templates and toolkits.

Join the 11,000+ firms who already use our policies and templates to gain and maintain regulatory compliance!

We are experts in financial and credit compliance. Specialising in FCA policy templates and checklist tools. We are the UK’s leading provider of FCA compliance manuals and toolkits and work closely with the FCA Handbook and guidance when developing and updating our documents. We also specialise in other regulatory compliance areas, with unrivalled expertise in the UK’s Money Laundering Regulations (MLR) and Data Protection Act (GDPR). Our customers come from an array of sectors, including accountants, tax advisors, universities, schools, the NHS, private healthcare, UK Government departments, finance and credit, recruitment, charities, banks, estate agents and many more.

Extensive Policy Template Library

Regulatory policy templates We offer an extensive library of regulatory compliance templates. These includes policy templates, gap analysis checklists, compliance manuals, regulatory compliance frameworks, training packages and assessment tools. We use the latest version of Microsoft Office for compatibility and ease of customisation. All templates include extensive usage and customisation guidance.

Benefit from the option to instantly download your regulatory compliance templates after purchase. We also include the first annual update free of charge. There is no need to reinvent the wheel when it comes to regulatory compliance templates. Know Your Compliance Limited are market leaders with 11,000+ business already choosing our templates and toolkits.

Compliance in your hands

Regulatory Training Packages

In addition to our market leading documents and manuals, we have also created legislation and regulation based training packages that can be delivered in-house by your own staff. Gone are the days of paying for expensive trainers or user based fees. With our packages, you have the tools and guidance to make any staff member your personal trainer and we offer free email guidance to ensure you have the support you need to succeed.

All training packages have been developed by PTLLS qualifed trainers with a high level of expertise in the relevant compliance area. Complete with extensive trainer notes, PowerPoint slides, handouts, test papers and trainee support documents. Our packages come highly recommended and are used by countless UK organisations, including the NHS and High Street names.

Instead of just telling you how you can become compliant, we provide you with the actual documents and tools to hit the ground running. We continually ensure that our products meet the high regulatory standards and expectations required, including compliance with:-

Financial Conduct Authority (FCA)
Prudential Regulation Authority (PRA)
Information Commissioners Office (ICO)
United Kingdom General Data Protection Regulation (UK GDPR)
Data Protection Act 2018 (DPA18)
The Money Laundering Regulations (MLR)
Joint Money Laundering Steering Group (JMLSG)
HM Revenue & Customs (HMRC) AML Requirements
Financial Ombudsman Service (FOS) & Complaint Handling

Vulnerable Customers Policy Template | TCF Policy Template | Due Diligence Policy Template | Risk Management Templates