Vulnerable Customers Compliance Checklist

The Vulnerable Customers Checklist comes in an easy to customise and use Excel format and covers 60+ assessment questions, with easy to use filters for reporting & gap area analysis. The checklist helps firms comply with the FCA’s vulnerable customer expectations and guidelines that are essential to your business and reputation.

£28.00 (ex vat)

Our Vulnerable Customers Compliance Checklist consists of over 60 assessment questions and enables you to assess, review and evidence your compliance with the Vulnerable Customers awareness expectations set by the FCA requirements and associated standards, including the MALG guidance and best practice.

The checklist comes in a customisable Excel format, using predefined question and assessment areas, along with simple filter features (as oppose to complex formulas), to allow easy selection and reporting of gap and non-compliant areas. The filters provide users with options for displaying select critera and enhances management information and reporting, as well as providing automated colour-coded priority ratings.

Vulnerable Customers Checklist & Gap Analysis
TYPE: Audit Checklist & Gap Analysis SIZE: 3 Tabs (Excel)
FEATURES Gap Analysis, Status & Priority Filters FORMAT: Excel
DELIVERY: Instant Download CUSTOMISABLE: Yes
Assessment Criteria includes: –
Vulnerable Customer Overview Using the Audit Checklist
Policies & Processes Training & Competency
Verbal Communications Written Materials
Arrears & Defaults Identify & Verification
Mental Health Awareness Advice & Sales
Management Information Audits & Monitoring