Vulnerable Customers Compliance Checklist

Our Vulnerable Customers Checklist & Gap Analysis tool comes in 2 formats (Excel & Word) and covers 60+ assessment questions. Understanding what a vulnerable customer is and knowing how to alter engagement methods to accommodate their needs is an FCA requirement and essential to your business and reputation.

£28.00 (ex vat)

Our Vulnerable Customers Compliance Checklist consists of over 60 assessment questions and enables you to assess, review and evidence your compliance with the Vulnerable Customers awareness expectations set by the FCA requirements and associated standards, including the MALG guidance and best practice.

The checklist comes in both Word and Excel formats, using the questions and assessment areas, but allowing the user to select their preferred method of auditing. The Excel version uses simple filter features (as oppose to complex formulas), to allow easy selection and reporting of gap and non-compliant areas. The filters provide users with options for displaying select critera and enhances management information and reporting, as well as providing automated colour-coded priority ratings.

Vulnerable Customers Checklist & Gap Analysis
TYPE: Audit Checklist & Gap Analysis SIZE: 13 pages (Word) 3 Tabs (Excel)
FEATURES Gap Analysis, Checklist, Status & priority filters FORMAT: Word.doc & Excel
DELIVERY: Digital via Email CUSTOMISABLE: Yes
Assessment Criteria includes: –
Vulnerable Customer Overview Using the Audit Checklist
Policies & Processes Training & Competency
Verbal Communications Written Materials
Arrears & Defaults Identify & Verification
Mental Health Awareness Advice & Sales
Management Information Audits & Monitoring