Anti Money Laundering Gap Analysis Checklist
Nov
Excel is the perfect tool for creating an anti money laundering gap analysis checklist. It provides ease of use, compatibility and flexible options for customisation. You often need a large number of self-assessment questions to identify gaps and evidence compliance. Therefore, using an Excel based checklist can make all that data simple! Spreadsheets provide useful formulas and data points that can make light work of internal audit checklist requirements.
Why Use an AML Gap Analysis Checklist?
Our Excel gap anaylsis checklists are one of the first products we launched over 12 years ago. In areas such as AML, GDPR and regulatory compliance, it is imperative to identify compliance gaps as soon as possible. Or policies and checklists are used by more than 11,000 businesses because they work!
The Money Laundering Regulations (MLR) are lengthy and complex. Those with obligations under them have a broad range of rules and requirements to comply with. You may have the mandatory AML policies and controls in place already, but how do you know if you are complying fully?
The only way is to test, assess and test again! Carrying out frequent compliance audits in your money laundering prevention framework is the only way to ensure and evidence current and continued compliance. Supervisors of the MLRs such as HMRC or the FCA can and will randomly audit businesses to verify their adherance to the regulations.
There are no second chances to make a first impression! Understand where your AML compliance is and what (if any) improvements you need to make before you are audited by an external third-party.
Market Leading AML Excel Gap Analysis Checklist
With over 110 self assessment questions. our AML Audit Checklist is one of the UK’s leading gap analysis tools for money laundering prevention programs. Complying with the Money Laundering Regulations and meeting the requirements set out by HMRC and the FCA, you can easily identify gaps in your AML framework.
For just £28 (+vat), our Anti Money Laundering Gap Analysis Checklist is fully customisable and suitable for any business or industry. Utilising drop-down menus and pre-loaded formulas, we have taken the hard work out of auditing your anti money laundering compliance.
- Microsoft Excel format.
- Identify AML compliance gaps.
- Comply with MLR, FCA & HMRC.
- 100+ AML assessment questions.
- Easy to use and customise.
- Instant download after payment.
