SMCR Toolkit
SMCR Toolkit
Our SMCR Toolkit helps firms to meet the regulatory requirements of the FCA’s Senior Managers Regime at a fraction of the cost charged by many consultants and providers. As one of the market leaders in regulatory document provision, we make our toolkits affordable for firms of all sizes and ensure that you don’t waste time or money reinventing the wheel.
Our unique SM&CR Toolkit comes with policies, templates, checklists and registers to help implement the SMCR compliance requirements into your firm and aids employee training in the conduct rules and SMCR requirements.
Suitable for Limited, Core and Enhanced firm types, all of our documents come in Microsoft Office versions and are available to download instantly after purchase. We also provide free updates for the first year, including any new documents that are added to the pack after you have purchased.
Buy SMCR Toolkit!- SM&CR Policy Document
- Firm Type Assessment Guide (new)
- Certification Functions Certificate Template (new)
- Statement of Responsibilities Template
- Management Responsibilities Map Template
- FIT Assesment Process & Record
- SMF Handover Policy
- SM Register Template
- SMF Due Diligence Checklist
- SMF Due Diligence Questionnaire
- SMF Induction Checklist
- Conduct Rules Policy
- Conduct Rules Training Guidance (new)
- Training & Development Policy (new)
- Training Evaluation Template (new)
- Training Log Template (new)
- Whistleblowing Policy (new)
Our complete pack is only £145+vat, making it affordable for firms of all scope and size.
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