Understand what templates for SMCR conduct rules are required for your business type. Complying with the Senior Managers Regime is mandatory for many solo and dual regulated firms. The FCA have high expectations when it comes to SMCR policies and controls. Complying with and training on the conduct rules is a priority. SMCR Conduct Rules […]
Do you understand the latest guidance on UK GDPR International Transfers? If not, you are not alone! The UK left the EU on 31st January 2020, with the Brexit transition period ending on 31st December 2020. The ICO published guidance for firms who transfer personal data to or from the UK so that they can […]
Leading Regulatory Compliance Manual We offer the UK’s leading FCA Compliance Manual that covers most of the areas noted in the FCA’s application guidelines and with over 4500 organisations using our compliance documents, high quality and professional formats are guaranteed. For those also looking to meet the strict GDPR/DPA18 requirements, we also provide a GDPR […]