Download our CASS Resolution Pack for just £65 (exc vat) today! Comply with the FCA’s Client Assets Sourcebook with our complete resolution pack template suite. Containing bespoke manuals for compliance with both CASS 10 and CASS 11, the pack contains Word and Excel formats for the RP. Click on the below images to see samples […]
Do you intend to hold client money? If you are authorised by the FCA and the answer to this question is yes, read on! Regulated firms holding client money must comply with the rules set out in the Client Assets Sourcebook (CASS). These apply to firms who hold or control client money or safe custody […]
The CASS 10 Resolution Pack…if you know, you know! The Client Assets Sourcebook (CASS) is not one of those things you come across randomly. If you are searching the internet for information on CASS, chances are you are or will be dealing with client assets and/or money within the financial services industry. The Financial Conduct […]
Introduction to the Client Asset Sourcebook (CASS) Where certain regulated firms hold or control client money or safe custody assets as part of their business, they are required to comply with the FCA’s Client Assets Sourcebook (CASS) rules. The guidance, rules and requirements set out in CASS have been created to ensure that adequate protections […]