Download Free MLRO Report Template
Oct
Free Template for MLRO Report
The Financial Conduct Authority (FCA) have reporting rules and requirements set out in the ‘Senior Management Arrangements, Systems and Controls (SYSC)’ section of their handbook. This free template is aimed specifically at those relating to financial crime and anti-money laundering. The Money Laundering Reporting Officer (MLRO) under the FCA is responsible for AML policies, controls, measures and audits.
SYSC 6.3.7 specifies that the appointed MLRO is to ensure the appropriate provision of information to its governing body and senior management. This information includes a report, at least annually, on the operation and effectiveness of the systems and controls put into place to enable it to identify, assess, monitor and manage money laundering risk – the MLRO Report.
An effective MLRO Annual Report template ensures the efficiency, effectiveness and adequacy of the AML/CFT measures, controls and systems in place. It should detail any breaches, Suspicious Activity Reports, vulnerabilities, improvements and mitigating actions for the reporting period.
We have developed a fully customisable MLRO Report Template for FCA authorised firms. This Word document can be downloaded free of charge by clicking any of the relevant links on this page. You do not need to enter any login or contact details and are free to edit the template to suit your business needs.
Click to download free MLRo Report Template >
Click to see samples of the 12-page free MLRO Report Template.