For firms who don’t want to reinvent the wheel by writing templates and policies for the FCA’s SMCR, Know Your Compliance Limited have developed our industry leading SMCR Policy Pack that includes policies and templates for complying with the regime regulations.
The pack includes our useful Fitness & Propriety Assessment Template, allowing firms to carry out annual assessments of those in SMF/CR roles that require a FIT test to be completed. Fully customisable, but with mandatory areas already added in, this and other SMCR templates in the pack are already used by thousands of regulated firms to aid in their SMCR compliance and implementation.
Read more about our SMCR TEMPLATE PACK!