Do you work in a compliance role? If so, it will be part of your job to draft and implement policies and procedures. The term ‘compliance’ covers a wealth of functions and activities. However, at its most basic level, it means there are standards, regulations or laws within your business that must be adhered to. […]
Know Your Compliance Limited are one of the UK’s leading providers of business policy templates. We are experts in both policy development and the implementation process. Businesses often need a robust framework of policies and procedures. Some of these are specific to the size, scope and sector of the company. However, many are mandatory requirements […]
Whistleblowing is the direct action of disclosing or reporting wrongdoing within a company. It occurs when an individual suspects or has become aware that an illegal, unsafe or unethical practice or activity is taking place. The individual then shares this information with another person, authority or regulator. Legally, the act of whistleblowing is known as […]
Ever typed “where to buy business policy templates” into Google? If so, you will have come up with thousands of search results. However, knowing where to buy templates versus which ones are the best are two different questions. If you have used that search term, or something similiar, you will have noticed that Know Your […]
If you are looking for consumer credit policy templates, you have come to the right place! Know Your Compliance Limited are the UK’s leading provider of FCA policy templates and compliance manuals. With more than 11,000 firms already using our documents, you can be assured of high-quality, professional and compliant policies, procedures and controls to […]
Are you looking for an Anti Money Laundering Policy Template for small business? If so, you have come to the right place! We know there are countless AML policy templates out there on the internet, making it really difficult to know which one to choose. We certainly won’t tell you that we are the only […]
The Privacy and Electronic Communications Regulations (PECR) are overseen by the Information Commisioner’s Office (ICO). They work alongside the current UK GDPR and the Data Protection Act 2018 (including subsequent amendments). The PECR sets out specific privacy rights on electronic communications. These include the cookie law, direct marketing by electonic means and online traffic and […]
Anti-fraud policies and procedures make up an essential part of any business’s compliance program. Firm’s have a duty of care to assess the risk of fraud posed to their business and to put processes into place to mitigate these. This article provide information and suggestions for writing an anti fraud policy and the associated fraud […]
FCA Policy Templates and Procedures are the foundation of financial and credit compliance programs. To ensure compliance with the FCA Handbook and supporting Sourcebooks, those authorised by the FCA must meet the mandatory minimum policy requirements. Our experienced team have been working in regulatory compliance for nearly 20 years. We provide more than 6000 organisations […]
What is Financial Crime? Financial crime, as defined by the FCA and FSMA is any kind of criminal conduct relating to money or to financial services or markets, including any offence involving: – (a) Fraud or dishonesty; or (b) Misconduct in, or misuse of information relating to, a financial market; or (c) Handling the proceeds […]